REG - D E Shaw & Co LP Home Retail Grp Plc Sainsbury(J) PLC - Form 8.3 - J Sainsbury Plc - Section 3 Amended <Origin Href="QuoteRef">HOME.L</Origin> <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

21/01/2016 17:20

RNS Number : 6489M
D E Shaw & Co LP
21 January 2016
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed:
D. E. Shaw & Co., L.P.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
January 15, 2016
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?
Yes: Home Retail Group Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
28 4/7p ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:




(2) Derivatives (other than options):
135
0.00
6,646,748
0.35
(3) Options and agreements to purchase/sell:




 TOTAL:
135
0.00
6,646,748
0.35
Class of relevant security:
Perpetual convertible bonds
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:




(2) Derivatives (other than options):
17,000,000
6.80


(3) Options and agreements to purchase/sell:




 TOTAL:
17,000,000
6.80


All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit




(b) Derivatives transactions (other than options)
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
Swap
Reducing a short position
967
GBP 2.496
28 4/7p ordinary
Swap
Reducing a short position
7,114
GBP 2.509
28 4/7p ordinary
Swap
Reducing a short position
830
GBP 2.511
28 4/7p ordinary
Swap
Reducing a short position
2,822
GBP 2.469
28 4/7p ordinary
Swap
Reducing a short position
1,750
GBP 2.504
28 4/7p ordinary
Swap
Reducing a short position
6,860
GBP 2.468
28 4/7p ordinary
Swap
Reducing a short position
1,593
GBP 2.414
28 4/7p ordinary
Swap
Reducing a short position
3,000
GBP 2.417
28 4/7p ordinary
Swap
Reducing a short position
1,095
GBP 2.420
28 4/7p ordinary
Swap
Reducing a short position
2,362
GBP 2.426
28 4/7p ordinary
Swap
Reducing a short position
1,610
GBP 2.428
28 4/7p ordinary
Swap
Reducing a short position
580
GBP 2.430
28 4/7p ordinary
Swap
Reducing a short position
500
GBP 2.432
28 4/7p ordinary
Swap
Reducing a short position
84
GBP 2.433
28 4/7p ordinary
Swap
Reducing a short position
6,155
GBP 2.440
28 4/7p ordinary
Swap
Reducing a short position
200
GBP 2.460
28 4/7p ordinary
Swap
Reducing a short position
200
GBP 2.462
28 4/7p ordinary
Swap
Reducing a short position
1,659
GBP 2.467
28 4/7p ordinary
Swap
Reducing a short position
3,000
GBP 2.516
28 4/7p ordinary
Swap
Reducing a short position
1,000
GBP 2.517
28 4/7p ordinary
Swap
Reducing a short position
1,022
GBP 2.518
28 4/7p ordinary
Swap
Reducing a short position
1,037
GBP 2.522
28 4/7p ordinary
Swap
Reducing a short position
2,910
GBP 2.523
28 4/7p ordinary
Swap
Reducing a short position
930
GBP 2.524
28 4/7p ordinary
Swap
Reducing a short position
2,500
GBP 2.525
28 4/7p ordinary
Swap
Reducing a short position
5,745
GBP 2.526
28 4/7p ordinary
Swap
Reducing a short position
1,711
GBP 2.527
28 4/7p ordinary
Swap
Increasing a short position
50
GBP 2.490
28 4/7p ordinary
Swap
Increasing a short position
18
GBP 2.496
28 4/7p ordinary
Swap
Increasing a short position
33
GBP 2.498
28 4/7p ordinary
Swap
Increasing a short position
131
GBP 2.466
28 4/7p ordinary
Swap
Increasing a short position
1,051
GBP 2.469
28 4/7p ordinary
Swap
Increasing a short position
33
GBP 2.471
28 4/7p ordinary
Swap
Increasing a short position
1
GBP 2.475
28 4/7p ordinary
Swap
Increasing a short position
6
GBP 2.481
28 4/7p ordinary
Swap
Increasing a short position
307
GBP 2.482
28 4/7p ordinary
Swap
Increasing a short position
151
GBP 2.464
28 4/7p ordinary
Swap
Increasing a short position
853
GBP 2.468
28 4/7p ordinary
Swap
Increasing a short position
31
GBP 2.499
28 4/7p ordinary
Swap
Increasing a short position
20
GBP 2.417
28 4/7p ordinary
Swap
Increasing a short position
70
GBP 2.420
28 4/7p ordinary
Swap
Increasing a short position
43
GBP 2.426
28 4/7p ordinary
Swap
Increasing a short position
311
GBP 2.428
28 4/7p ordinary
Swap
Increasing a short position
2
GBP 2.430
28 4/7p ordinary
Swap
Increasing a short position
101
GBP 2.432
28 4/7p ordinary
Swap
Increasing a short position
10
GBP 2.433
28 4/7p ordinary
Swap
Increasing a short position
121
GBP 2.460
28 4/7p ordinary
Swap
Increasing a short position
37
GBP 2.462
28 4/7p ordinary
Swap
Increasing a short position
1,000
GBP 2.467
28 4/7p ordinary
Swap
Increasing a short position
82
GBP 2.416
28 4/7p ordinary
Swap
Increasing a short position
22
GBP 2.418
28 4/7p ordinary
Swap
Increasing a short position
17
GBP 2.419
28 4/7p ordinary
Swap
Increasing a short position
155
GBP 2.422
28 4/7p ordinary
Swap
Increasing a short position
369
GBP 2.423
28 4/7p ordinary
Swap
Increasing a short position
31
GBP 2.424
28 4/7p ordinary
Swap
Increasing a short position
210
GBP 2.427
28 4/7p ordinary
Swap
Increasing a short position
200
GBP 2.429
28 4/7p ordinary
Swap
Increasing a short position
23
GBP 2.431
28 4/7p ordinary
Swap
Increasing a short position
241
GBP 2.436
28 4/7p ordinary
Swap
Increasing a short position
2,221
GBP 2.438
28 4/7p ordinary
Swap
Increasing a short position
15,113
GBP 2.439
28 4/7p ordinary
Swap
Increasing a short position
26
GBP 2.449
28 4/7p ordinary
Swap
Increasing a short position
83
GBP 2.452
28 4/7p ordinary
Swap
Increasing a short position
50
GBP 2.456
28 4/7p ordinary
Swap
Increasing a short position
117
GBP 2.457
28 4/7p ordinary
Swap
Increasing a short position
84
GBP 2.459
28 4/7p ordinary
Swap
Increasing a short position
75
GBP 2.461
28 4/7p ordinary
Swap
Increasing a short position
58
GBP 2.463
28 4/7p ordinary
Swap
Increasing a short position
31
GBP 2.465
28 4/7p ordinary
Swap
Increasing a short position
85
GBP 2.472
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercising
Class of relevant security
Product description
e.g. call option
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
NO
Date of disclosure:
January 18, 2016
Contact name:
Kevin Krist (Compliance Department)
Telephone number:
+44 (0) 20 7409 4420
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
.

This information is provided by RNS
The company news service from the London Stock Exchange
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