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RNS Number : 4397R
Morgan Stanley & Co. Int'l plc
08 March 2016
AMENDMENT (Section 2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected: J Sainsbury Plc
(d) Date dealing undertaken: 04 MARCH 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Convertible bonds due November 2019 SALES 1,000,000 104.1250 GBP 104.1250 GBP
Perpetual convertible bonds SALES 1,000,000 95.1250 GBP 94.8750 GBP
28 4/7p ordinary PURCHASES 1,446,181 2.6940 GBP 2.6500 GBP
28 4/7p ordinary SALES 1,444,629 2.6930 GBP 2.6570 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
28 4/7p ordinary CFD LONG 429 2.6613 GBP
28 4/7p ordinary CFD LONG 9,383 2.6613 GBP
28 4/7p ordinary CFD LONG 5,964 2.6613 GBP
28 4/7p ordinary CFD LONG 379 2.6654 GBP
28 4/7p ordinary CFD LONG 3,351 2.6690 GBP
28 4/7p ordinary CFD LONG 40,000 2.6693 GBP
28 4/7p ordinary CFD LONG 89,538 2.6696 GBP
28 4/7p ordinary CFD LONG 2,559 2.6718 GBP
28 4/7p ordinary CFD LONG 854 2.6718 GBP
28 4/7p ordinary CFD LONG 19,859 2.6718 GBP
28 4/7p ordinary CFD LONG 176,762 2.6720 GBP
28 4/7p ordinary CFD LONG 1,675 2.6728 GBP
28 4/7p ordinary CFD LONG 149,618 2.6738 GBP
28 4/7p ordinary CFD LONG 27,600 2.6739 GBP
28 4/7p ordinary CFD LONG 8,260 2.6745 GBP
28 4/7p ordinary CFD LONG 1,996 2.6818 GBP
28 4/7p ordinary CFD LONG 4,656 2.6881 GBP
28 4/7p ordinary CFD LONG 278 2.6881 GBP
28 4/7p ordinary CFD LONG 2,654 2.6881 GBP
28 4/7p ordinary CFD SHORT 15 2.6620 GBP
28 4/7p ordinary CFD SHORT 3,180 2.6631 GBP
28 4/7p ordinary CFD SHORT 225 2.6635 GBP
28 4/7p ordinary CFD SHORT 4,435 2.6643 GBP
28 4/7p ordinary CFD SHORT 600 2.6643 GBP
28 4/7p ordinary CFD SHORT 3,806 2.6690 GBP
28 4/7p ordinary CFD SHORT 3,964 2.6701 GBP
28 4/7p ordinary CFD SHORT 700 2.6711 GBP
28 4/7p ordinary CFD SHORT 3,600 2.6711 GBP
28 4/7p ordinary CFD SHORT 30,600 2.6711 GBP
28 4/7p ordinary CFD SHORT 140,456 2.6712 GBP
28 4/7p ordinary CFD SHORT 16,172 2.6719 GBP
28 4/7p ordinary CFD SHORT 52,153 2.6720 GBP
28 4/7p ordinary CFD SHORT 85,901 2.6737 GBP
28 4/7p ordinary CFD SHORT 19,906 2.6853 GBP
28 4/7p ordinary CFD SHORT 1,723 2.6703 GBP
28 4/7p ordinary CFD SHORT 9,592 2.6715 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description e.g. call option Number of securities Exercise price per unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 08 MARCH 2016
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
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