REG - Sainsbury(J) PLC - Holding(s) in Company
RNS Number : 3922NSainsbury(J) PLC29 January 2021TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
J Sainsbury plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
Pzena Investment Management, Inc.
Pzena Investment Management, LLC
City and country of registered office (if applicable)
New York, New York, United States of America
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
27 January 2021
6. Date on which issuer notified (DD/MM/YYYY):
29 January 2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
4.6889%
4.6889%
2,224,232,045
Position of previous notification (if
applicable)
N/A
N/A
N/A
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
sharesISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B019KW72
104,266,360
4.6877%
US4662492085 (ADR - one ADR is equivalent to four J Sainsbury plc Ordinary Shares)
26,128
0.0012%
SUBTOTAL 8. A
104,292,488
4.6889%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expiration
datexExercise/
Conversion PeriodxiNumber of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
SUBTOTAL 8. B 1
N/A
N/A
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration
datexExercise/
Conversion Period xiPhysical or cash
settlementxii
Number of voting rights
% of voting rights
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
SUBTOTAL 8.B.2
N/A
N/A
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
SEE ATTACHMENT
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Individual ADRs carry as many voting rights as four Ordinary Shares of J Sainsbury plc. Therefore, the 6,532 shares of the ADR that Pzena votes, which is 0.0003%, is multiplied by a factor of four to reach a figure of 26,128 or 0.0012% effective voting rights.
Place of completion
New York, New York, United States of America
Date of completion
28 January 2021
ATTACHMENT
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Pzena Investment Management, Inc
Pzena Investment Management, LLC
4.6889%
4.6889%
Pzena Investment Management, Inc
Pzena Investment Management, LLC
Pzena International Value All Country (Ex-US) CIT (A Reliance Trust Company Collective Investment Fund)
Pzena Investment Management, Inc
Pzena Investment Management, LLC
Pzena International (Ex US) Focused Value Fund (DST) (sub-fund of Pzena Value Trust)
Pzena Investment Management, Inc
Pzena Investment Management, LLC
Pzena Global Value Fund 2 (DST) (sub-fund of Pzena Value Trust)
Pzena Investment, Inc
Pzena Investment Management, LLC
Pzena Value Fund (DST) (sub-fund of Pzena Value Trust)
Pzena Investment Management, Inc
Pzena Investment Management, LLC
Pzena Global Best Ideas Fund, LP
Pzena Investment Management, Inc
Pzena Investment Management, LLC
Pzena Global Focused Value Fund (sub-fund of Pzena Value Funds, Plc)
Pzena Investment Management, Inc
Pzena Investment Management, LLC
Pzena Global Expanded Value Fund (sub-fund of Pzena Value Funds, Plc)
Pzena Investment Management, Inc
Pzena Investment Management, LLC
Pzena Global Focused Value Fund
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