REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

07/01/2016 11:10

RNS Number : 1514L
UBS AG (EPT)
07 January 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
06 January 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
8400457
2.46300 GBP
2.39800 GBP
28 4/7p ordinary
Sell
17416056
2.46700 GBP
2.39800 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
2200
243.9 GBP
28 4/7p ordinary
CFD
Long
250000
243.8 GBP
28 4/7p ordinary
CFD
Long
99876
243.07 GBP
28 4/7p ordinary
CFD
Long
15242
243.06 GBP
28 4/7p ordinary
CFD
Long
320805
242.1786 GBP
28 4/7p ordinary
CFD
Long
369465
241.9258 GBP
28 4/7p ordinary
CFD
Long
156790
241.74 GBP
28 4/7p ordinary
CFD
Long
10700
241.7358 GBP
28 4/7p ordinary
CFD
Long
905105
241.5637 GBP
28 4/7p ordinary
CFD
Long
226275
241.5637 GBP
28 4/7p ordinary
CFD
Long
399200
241.5376 GBP
28 4/7p ordinary
CFD
Long
1596800
241.5376 GBP
28 4/7p ordinary
CFD
Long
12788
241.4905 GBP
28 4/7p ordinary
CFD
Long
350000
241.4707 GBP
28 4/7p ordinary
CFD
Long
34356
241.4574 GBP
28 4/7p ordinary
CFD
Long
8591
241.4573 GBP
28 4/7p ordinary
CFD
Long
743288
241.4 GBP
28 4/7p ordinary
CFD
Long
11375
241.1518 GBP
28 4/7p ordinary
CFD
Long
2589
241.1336 GBP
28 4/7p ordinary
CFD
Long
423
241.0517 GBP
28 4/7p ordinary
CFD
Long
4540
241.0517 GBP
28 4/7p ordinary
CFD
Long
30795
241.0464 GBP
28 4/7p ordinary
CFD
Long
150000
241.042 GBP
28 4/7p ordinary
CFD
Long
600000
241.042 GBP
28 4/7p ordinary
CFD
Long
3054
241 GBP
28 4/7p ordinary
CFD
Long
5824
241 GBP
28 4/7p ordinary
CFD
Long
1054
241 GBP
28 4/7p ordinary
CFD
Long
4231
241 GBP
28 4/7p ordinary
CFD
Long
58305
240.9952 GBP
28 4/7p ordinary
CFD
Long
16029
240.8644 GBP
28 4/7p ordinary
CFD
Long
144700
240.81 GBP
28 4/7p ordinary
CFD
Long
746262
240.72 GBP
28 4/7p ordinary
CFD
Long
2400940
240 GBP
28 4/7p ordinary
CFD
Short
11750
2.423608 GBP
28 4/7p ordinary
CFD
Short
12235
2.415874 GBP
28 4/7p ordinary
CFD
Short
6118
2.418174 GBP
28 4/7p ordinary
CFD
Short
52
2.409 GBP
28 4/7p ordinary
CFD
Short
45111
2.416623 GBP
28 4/7p ordinary
CFD
Short
279263
2.411425 GBP
28 4/7p ordinary
CFD
Short
102833
2.41228043 GBP
28 4/7p ordinary
CFD
Short
35091
2.41 GBP
28 4/7p ordinary
CFD
Short
175231
2.41186177 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
07 January 2016
Contact name:
Mostafa Dehghanpour
Telephone number:
+44 (0)20 7568 9978
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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