REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

08/01/2016 11:40

RNS Number : 3005L
UBS AG (EPT)
08 January 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
07 January 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
2757730
2.41000 GBP
2.34900 GBP
28 4/7p ordinary
Sell
3584317
2.41000 GBP
2.35100 GBP
Convertible Bond
Buy
200000
1.0325 GBP
1.0325 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
871694
2.3821 GBP
28 4/7p ordinary
CFD
Long
250000
2.382611 GBP
28 4/7p ordinary
CFD
Long
1849
2.381 GBP
28 4/7p ordinary
CFD
Long
129400
2.36832308075 GBP
28 4/7p ordinary
CFD
Long
1600
2.363937 GBP
28 4/7p ordinary
CFD
Long
1649
2.387 GBP
28 4/7p ordinary
CFD
Long
15820
2.353952 GBP
28 4/7p ordinary
CFD
Long
37000
2.36547 GBP
28 4/7p ordinary
CFD
Long
68659
2.367884 GBP
28 4/7p ordinary
CFD
Short
56210
2.38443956 GBP
28 4/7p ordinary
CFD
Short
31027
2.3707 GBP
28 4/7p ordinary
CFD
Short
80300
2.370613 GBP
28 4/7p ordinary
CFD
Short
235012
2.374035 GBP
28 4/7p ordinary
CFD
Short
8952
2.359056 GBP
28 4/7p ordinary
CFD
Short
5402
2.3854 GBP
28 4/7p ordinary
CFD
Short
9927
2.38555757 GBP
28 4/7p ordinary
CFD
Short
1849
2.368788 GBP
28 4/7p ordinary
CFD
Short
4149
2.375233 GBP
28 4/7p ordinary
CFD
Short
3146
2.370699 GBP
28 4/7p ordinary
CFD
Short
151001
2.362603 GBP
28 4/7p ordinary
CFD
Short
78600
2.373883 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
08 January 2016
Contact name:
Mostafa Dehghanpour
Telephone number:
+44 (0)20 7568 9978
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
  END
FEREAFFPEAKKEFF