REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

21/01/2016 11:20

RNS Number : 5926M
UBS AG (EPT)
21 January 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
20 January 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
750609
2.39000 GBP
2.30800 GBP
28 4/7p ordinary
Sell
1641187
GBP 
USD
2.30700 GBP
Convertible Bond (19 Nov)
Buy
1600000
1.03
GBP
1.03
GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
47697
2.329 GBP
28 4/7p ordinary
CFD
Long
12667
2.32 GBP
28 4/7p ordinary
CFD
Long
1600
2.328 GBP
28 4/7p ordinary
CFD
Long
59947
2.4234 GBP
28 4/7p ordinary
CFD
Long
578528
2.4033 GBP
28 4/7p ordinary
CFD
Long
10598
2.32970089 GBP
28 4/7p ordinary
CFD
Long
2555
2.32969863 GBP
28 4/7p ordinary
CFD
Long
7795
2.35239384 GBP
28 4/7p ordinary
CFD
Long
3640
2.35239286 GBP
28 4/7p ordinary
CFD
Long
62080
2.340238 GBP
28 4/7p ordinary
CFD
Long
40019
2.33006103 GBP
28 4/7p ordinary
CFD
Long
5500
2.335 GBP
28 4/7p ordinary
CFD
Long
240
2.332792 GBP
28 4/7p ordinary
CFD
Long
173283
2.33066 GBP
28 4/7p ordinary
CFD
Long
4708
2.329 GBP
28 4/7p ordinary
CFD
Short
9467
2.329 GBP
28 4/7p ordinary
CFD
Short
114404
2.3410511 GBP
28 4/7p ordinary
CFD
Short
2444
2.31892 GBP
28 4/7p ordinary
CFD
Short
3600
2.328624 GBP
28 4/7p ordinary
CFD
Short
25283
2.3231 GBP
28 4/7p ordinary
CFD
Short
10500
2.318184 GBP
28 4/7p ordinary
CFD
Short
13000
2.328894 GBP
28 4/7p ordinary
CFD
Short
8844
2.32724898 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
21 January 2016
Contact name:
Mostafa Dehghanpour
Telephone number:
+44 (0)20 7568 9978
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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