REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

22/01/2016 10:40

RNS Number : 7230M
UBS AG (EPT)
22 January 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
21 January 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
831854
2.35900 GBP
2.29600 GBP
28 4/7p ordinary
Sell
3828287
2.36000 GBP
2.29800 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
11930
2.311 GBP
28 4/7p ordinary
CFD
Long
5647
2.31280503 GBP
28 4/7p ordinary
CFD
Long
1536
2.345 GBP
28 4/7p ordinary
CFD
Long
1500
2.347455 GBP
28 4/7p ordinary
CFD
Long
3145
2.30475676 GBP
28 4/7p ordinary
CFD
Long
86400
2.316897 GBP
28 4/7p ordinary
CFD
Long
2500
2.311893 GBP
28 4/7p ordinary
CFD
Long
25245
2.3128061 GBP
28 4/7p ordinary
CFD
Long
15608
2.31280625 GBP
28 4/7p ordinary
CFD
Long
4594
2.31280583 GBP
28 4/7p ordinary
CFD
Long
3350000
2.312 GBP
28 4/7p ordinary
CFD
Long
4488
2.31280749 GBP
28 4/7p ordinary
CFD
Short
143306
2.309971 GBP
28 4/7p ordinary
CFD
Short
12336
2.3203 GBP
28 4/7p ordinary
CFD
Short
16266
2.311757 GBP
28 4/7p ordinary
CFD
Short
18000
2.315076 GBP
28 4/7p ordinary
CFD
Short
118800
2.313445 GBP
28 4/7p ordinary
CFD
Short
44781
2.31487853 GBP
28 4/7p ordinary
CFD
Short
2400
2.308018 GBP
28 4/7p ordinary
CFD
Short
44259
2.31474706 GBP
28 4/7p ordinary
CFD
Short
1423
2.311 GBP
28 4/7p ordinary
CFD
Short
13873
2.311
GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
22 January 2016
Contact name:
Mostafa Dehghanpour
Telephone number:
+44 (0)20 7568 9978
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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