REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

29/02/2016 10:40

RNS Number : 4500Q
UBS AG (EPT)
29 February 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
26 February 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
1424873
2.54200 GBP
2.51700 GBP
28 4/7p ordinary
Sell
468841
2.53750 GBP
2.51700 GBP
Perpetual Convertible Bond
Sell
300000
0.935
GBP
0.935
GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
300
2.52 GBP
28 4/7p ordinary
CFD
Long
583
2.517 GBP
28 4/7p ordinary
CFD
Long
1200
2.5265 GBP
28 4/7p ordinary
CFD
Long
9816
2.528 GBP
28 4/7p ordinary
CFD
Long
1300
2.526873 GBP
28 4/7p ordinary
CFD
Long
8948
2.525736 GBP
28 4/7p ordinary
CFD
Long
32423
2.52723786 GBP
28 4/7p ordinary
CFD
Long
300
2.521 GBP
28 4/7p ordinary
CFD
Long
330
2.531027 GBP
28 4/7p ordinary
CFD
Long
3200
2.527159 GBP
28 4/7p ordinary
CFD
Long
14817
2.526593 GBP
28 4/7p ordinary
CFD
Short
10800
2.532731 GBP
28 4/7p ordinary
CFD
Short
3553
2.52916127 GBP
28 4/7p ordinary
CFD
Short
18269
2.529406 GBP
28 4/7p ordinary
CFD
Short
33949
2.52915844 GBP
28 4/7p ordinary
CFD
Short
30461
2.528624 GBP
28 4/7p ordinary
CFD
Short
15550
2.529774 GBP
28 4/7p ordinary
CFD
Short
2892
2.527941 GBP
28 4/7p ordinary
CFD
Short
13546
2.529204 GBP
28 4/7p ordinary
CFD
Short
15017
2.527991 GBP
28 4/7p ordinary
CFD
Short
767542
2.531587 GBP
28 4/7p ordinary
CFD
Short
3846
2.527387 GBP
28 4/7p ordinary
CFD
Short
839
2.52916567 GBP
28 4/7p ordinary
CFD
Short
13800
2.529566 GBP
28 4/7p ordinary
CFD
Short
42240
2.52915862 GBP
28 4/7p ordinary
CFD
Short
8479
2.528 GBP
28 4/7p ordinary
CFD
Short
1250
2.530456 GBP
28 4/7p ordinary
CFD
Short
3610
2.5280 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
29 February 2016
Contact name:
Mostafa Dehghanpour
Telephone number:
+44 (0)20 7568 9978
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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