REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

02/03/2016 10:20

RNS Number : 7786Q
UBS AG (EPT)
02 March 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
01 March 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
1350865
2.60400 GBP
2.55300 GBP
28 4/7p ordinary
Sell
1745478
2.60500 GBP
2.54000 GBP
Convertible Bond (19 Nov)
Buy
400000
1.038 GBP
1.038 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
2200
2.58949 GBP
28 4/7p ordinary
CFD
Long
100000
2.593703 GBP
28 4/7p ordinary
CFD
Long
13406
2.586572 GBP
28 4/7p ordinary
CFD
Long
490
2.578355 GBP
28 4/7p ordinary
CFD
Long
1000
2.5846 GBP
28 4/7p ordinary
CFD
Long
6867
2.595282 GBP
28 4/7p ordinary
CFD
Long
2472
2.589621 GBP
28 4/7p ordinary
CFD
Long
55000
2.59564345 GBP
28 4/7p ordinary
CFD
Long
12454
2.586655 GBP
28 4/7p ordinary
CFD
Long
27505
2.584767 GBP
28 4/7p ordinary
CFD
Long
97311
2.589781 GBP
28 4/7p ordinary
CFD
Long
3502
2.5899 GBP
28 4/7p ordinary
CFD
Long
1257
2.594016 GBP
28 4/7p ordinary
CFD
Long
23561
2.59346469 GBP
28 4/7p ordinary
CFD
Long
6400
2.588459 GBP
28 4/7p ordinary
CFD
Long
9593
2.594 GBP
28 4/7p ordinary
CFD
Short
1798
2.584545 GBP
28 4/7p ordinary
CFD
Short
700
2.596 GBP
28 4/7p ordinary
CFD
Short
800
2.599 GBP
28 4/7p ordinary
CFD
Short
2457
2.595174 GBP
28 4/7p ordinary
CFD
Short
1243
2.596874 GBP
28 4/7p ordinary
CFD
Short
49238
2.595377 GBP
28 4/7p ordinary
CFD
Short
20469
2.59657873 GBP
28 4/7p ordinary
CFD
Short
669
2.579109 GBP
28 4/7p ordinary
CFD
Short
76500
2.582438 GBP
28 4/7p ordinary
CFD
Short
8060
2.592944 GBP
28 4/7p ordinary
CFD
Short
1157
2.594 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
02 March 2016
Contact name:
Mostafa Dehghanpour
Telephone number:
+44 (0)20 7568 9978
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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