REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

04/03/2016 11:20

RNS Number : 1060R
UBS AG (EPT)
04 March 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
03 March 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
2274530
2.69900 GBP
2.63250 GBP
28 4/7p ordinary
Sell
3505943
2.69900 GBP
2.62369 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
400
2.686 GBP
28 4/7p ordinary
CFD
Long
5328
2.671623 GBP
28 4/7p ordinary
CFD
Long
11275
2.677357 GBP
28 4/7p ordinary
CFD
Long
100000
2.623688 GBP
28 4/7p ordinary
CFD
Long
75308
2.674575 GBP
28 4/7p ordinary
CFD
Long
32200
2.662078 GBP
28 4/7p ordinary
CFD
Long
198949
2.671805 GBP
28 4/7p ordinary
CFD
Long
127701
2.673066 GBP
28 4/7p ordinary
CFD
Long
73228
2.67482 GBP
28 4/7p ordinary
CFD
Long
148922
2.6658 GBP
28 4/7p ordinary
CFD
Long
311978
2.656401 GBP
28 4/7p ordinary
CFD
Long
5371
2.643 GBP
28 4/7p ordinary
CFD
Long
88820
2.67515764 GBP
28 4/7p ordinary
CFD
Long
8800
2.672136 GBP
28 4/7p ordinary
CFD
Long
4554
2.68311419 GBP
28 4/7p ordinary
CFD
Long
290000
2.6902664 GBP
28 4/7p ordinary
CFD
Short
4334
2.65429626 GBP
28 4/7p ordinary
CFD
Short
3584
2.642743 GBP
28 4/7p ordinary
CFD
Short
65371
2.64953296 GBP
28 4/7p ordinary
CFD
Short
5200
2.664827 GBP
28 4/7p ordinary
CFD
Short
135264
2.646165 GBP
28 4/7p ordinary
CFD
Short
7400
2.666576 GBP
28 4/7p ordinary
CFD
Short
7500
2.659186 GBP
28 4/7p ordinary
CFD
Short
24579
2.65429635 GBP
28 4/7p ordinary
CFD
Short
1200
2.64 GBP
28 4/7p ordinary
CFD
Short
900
2.679305 GBP
28 4/7p ordinary
CFD
Short
115610
2.64424 GBP
28 4/7p ordinary
CFD
Short
1541
2.678 GBP
28 4/7p ordinary
CFD
Short
2700
2.64263 GBP
28 4/7p ordinary
CFD
Short
2400
2.642333 GBP
28 4/7p ordinary
CFD
Short
14184
2.68498193 GBP
28 4/7p ordinary
CFD
Short
1600
2.643563 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
04 March 2016
Contact name:
Achal Khanna
Telephone number:
+44 (0)20 7568 3632
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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