REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

08/03/2016 11:30

RNS Number : 3967R
UBS AG (EPT)
08 March 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
07 March 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
372251
2.70500 GBP
2.66300 GBP
28 4/7p ordinary
Sell
1373501
2.70500 GBP
2.65500 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
79060
2.690395 GBP
28 4/7p ordinary
CFD
Long
39360
2.694583 GBP
28 4/7p ordinary
CFD
Long
55907
2.694052 GBP
28 4/7p ordinary
CFD
Long
5232
2.69607 GBP
28 4/7p ordinary
CFD
Long
12200
2.689967 GBP
28 4/7p ordinary
CFD
Long
4162
2.687346 GBP
28 4/7p ordinary
CFD
Long
298
2.691758 GBP
28 4/7p ordinary
CFD
Long
500000
2.6814 GBP
28 4/7p ordinary
CFD
Long
4660
2.679632 GBP
28 4/7p ordinary
CFD
Long
18000
2.682626 GBP
28 4/7p ordinary
CFD
Long
21758
2.70482167 GBP
28 4/7p ordinary
CFD
Long
8209
2.705 GBP
28 4/7p ordinary
CFD
Long
800
2.678616 GBP
28 4/7p ordinary
CFD
Long
89821
2.69579553 GBP
28 4/7p ordinary
CFD
Long
15987
2.684731 GBP
28 4/7p ordinary
CFD
Long
37701
2.677587 GBP
28 4/7p ordinary
CFD
Long
33736
2.687929 GBP
28 4/7p ordinary
CFD
Short
72178
2.673551 GBP
28 4/7p ordinary
CFD
Short
21630
2.69690846 GBP
28 4/7p ordinary
CFD
Short
4400
2.689092 GBP
28 4/7p ordinary
CFD
Short
1747
2.69690899 GBP
28 4/7p ordinary
CFD
Short
1165
2.701 GBP
28 4/7p ordinary
CFD
Short
16642
2.683854 GBP
28 4/7p ordinary
CFD
Short
1300
2.685 GBP
28 4/7p ordinary
CFD
Short
9121
2.683 GBP
28 4/7p ordinary
CFD
Short
3839
2.681 GBP
28 4/7p ordinary
CFD
Short
4006
2.682 GBP
28 4/7p ordinary
CFD
Short
2490
2.684 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
08 March 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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The company news service from the London Stock Exchange
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