REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

09/03/2016 11:50

RNS Number : 5600R
UBS AG (EPT)
09 March 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
08 March 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
1777893
2.70600 GBP
2.64500 GBP
28 4/7p ordinary
Sell
1778352
2.70600 GBP
2.64600 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
16119
2.680269 GBP
28 4/7p ordinary
CFD
Long
5000
2.6593012 GBP
28 4/7p ordinary
CFD
Long
550000
2.672063 GBP
28 4/7p ordinary
CFD
Long
3450
2.682061 GBP
28 4/7p ordinary
CFD
Long
2948
2.66879647 GBP
28 4/7p ordinary
CFD
Long
33455
2.66370049 GBP
28 4/7p ordinary
CFD
Long
4234
2.669358 GBP
28 4/7p ordinary
CFD
Long
136351
2.675541 GBP
28 4/7p ordinary
CFD
Long
7370
2.694928 GBP
28 4/7p ordinary
CFD
Long
4509
2.691272 GBP
28 4/7p ordinary
CFD
Long
7320
2.690658 GBP
28 4/7p ordinary
CFD
Long
16167
2.693248 GBP
28 4/7p ordinary
CFD
Long
3600
2.696556 GBP
28 4/7p ordinary
CFD
Long
27800
2.690885 GBP
28 4/7p ordinary
CFD
Long
1577
2.678722 GBP
28 4/7p ordinary
CFD
Short
869
2.66518987 GBP
28 4/7p ordinary
CFD
Short
101200
2.6874251 GBP
28 4/7p ordinary
CFD
Short
18894
2.659704 GBP
28 4/7p ordinary
CFD
Short
26700
2.657191 GBP
28 4/7p ordinary
CFD
Short
39093
2.658196 GBP
28 4/7p ordinary
CFD
Short
2900
2.657931 GBP
28 4/7p ordinary
CFD
Short
13685
2.660848 GBP
28 4/7p ordinary
CFD
Short
8023
2.68724 GBP
28 4/7p ordinary
CFD
Short
18555
2.695694 GBP
28 4/7p ordinary
CFD
Short
42602
2.66519929 GBP
28 4/7p ordinary
CFD
Short
129524
2.6782 GBP
28 4/7p ordinary
CFD
Short
6400
2.667828 GBP
28 4/7p ordinary
CFD
Short
6059
2.67814837 GBP
28 4/7p ordinary
CFD
Short
800
2.678348 GBP
28 4/7p ordinary
CFD
Short
194157
2.6651993 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
09 March 2016
Contact name:
Achal Khanna
Telephone number:
+44 (0)20 7568 3632
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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