REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

10/03/2016 11:40

RNS Number : 7021R
UBS AG (EPT)
10 March 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
 09 March 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
1750553
2.70100 GBP
2.65200 GBP
28 4/7p ordinary
Sell
1954535
2.70100 GBP
2.65400 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
103980
2.677 GBP
28 4/7p ordinary
CFD
Long
26800
2.690007 GBP
28 4/7p ordinary
CFD
Long
3500
2.6966 GBP
28 4/7p ordinary
CFD
Long
3100
2.692 GBP
28 4/7p ordinary
CFD
Long
900
2.69 GBP
28 4/7p ordinary
CFD
Long
1900
2.694263 GBP
28 4/7p ordinary
CFD
Long
5800
2.694241 GBP
28 4/7p ordinary
CFD
Long
14589
2.693639 GBP
28 4/7p ordinary
CFD
Long
6500
2.681076 GBP
28 4/7p ordinary
CFD
Long
3200
2.695125 GBP
28 4/7p ordinary
CFD
Long
8044
2.6798704 GBP
28 4/7p ordinary
CFD
Long
320
2.681281 GBP
28 4/7p ordinary
CFD
Long
650000
2.669629 GBP
28 4/7p ordinary
CFD
Long
1340
2.678 GBP
28 4/7p ordinary
CFD
Short
1579
2.659 GBP
28 4/7p ordinary
CFD
Short
253142
2.687055 GBP
28 4/7p ordinary
CFD
Short
9600
2.674469 GBP
28 4/7p ordinary
CFD
Short
147857
2.67804 GBP
28 4/7p ordinary
CFD
Short
19471
2.67012 GBP
28 4/7p ordinary
CFD
Short
54596
2.672399 GBP
28 4/7p ordinary
CFD
Short
33334
2.670664 GBP
28 4/7p ordinary
CFD
Short
33646
2.666919 GBP
28 4/7p ordinary
CFD
Short
54279
2.681744 GBP
28 4/7p ordinary
CFD
Short
2532
2.670163 GBP
28 4/7p ordinary
CFD
Short
9104
2.67100066 GBP
28 4/7p ordinary
CFD
Short
1340
2.673 GBP
28 4/7p ordinary
CFD
Short
29268
2.6908 GBP
28 4/7p ordinary
CFD
Short
18392
2.678 GBP
28 4/7p ordinary
CFD
Short
4181
2.67678749 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
10 March 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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