REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

11/03/2016 11:20

RNS Number : 8537R
UBS AG (EPT)
11 March 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
10 March 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
2245848
2.71000 GBP
2.65350 GBP
28 4/7p ordinary
Sell
2627563
2.71000 GBP
2.65300 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
6300
2.680159 GBP
28 4/7p ordinary
CFD
Long
22188
2.67333527 GBP
28 4/7p ordinary
CFD
Long
2800
2.689571 GBP
28 4/7p ordinary
CFD
Long
37148
2.6627772 GBP
28 4/7p ordinary
CFD
Long
42668
2.680704 GBP
28 4/7p ordinary
CFD
Long
3487
2.696383 GBP
28 4/7p ordinary
CFD
Long
29358
2.681354 GBP
28 4/7p ordinary
CFD
Long
400000
2.693556 GBP
28 4/7p ordinary
CFD
Long
22105
2.686154 GBP
28 4/7p ordinary
CFD
Long
10371
2.668834 GBP
28 4/7p ordinary
CFD
Long
15036
2.681402 GBP
28 4/7p ordinary
CFD
Short
9500
2.683211 GBP
28 4/7p ordinary
CFD
Short
9247
2.674247 GBP
28 4/7p ordinary
CFD
Short
5900
2.682407 GBP
28 4/7p ordinary
CFD
Short
20556
2.681478 GBP
28 4/7p ordinary
CFD
Short
27566
2.687294 GBP
28 4/7p ordinary
CFD
Short
12676
2.66579915 GBP
28 4/7p ordinary
CFD
Short
10000
2.681472 GBP
28 4/7p ordinary
CFD
Short
2513
2.681023 GBP
28 4/7p ordinary
CFD
Short
4300
2.688006 GBP
28 4/7p ordinary
CFD
Short
97288
2.70262263 GBP
28 4/7p ordinary
CFD
Short
3077
2.671362 GBP
28 4/7p ordinary
CFD
Short
3126
2.677519 GBP
28 4/7p ordinary
CFD
Short
3634
2.66 GBP
28 4/7p ordinary
CFD
Short
8723
2.66500057 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
11 March 2016
Contact name:
Achal Khanna
Telephone number:
+44 (0)20 7568 3632
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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