REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>
16/03/2016 11:15
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RNS Number : 2906S
UBS AG (EPT)
16 March 2016
This announcement replaces the previous announcement 1517S at 11:36am on the
15th March 2016. Amendments made to 2 (a) Purchase and Sales and 2 (b) Cash
settled derivative transactions. All other information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected: Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken: 14 March 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" YESHome Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
28 4/7p ordinary Buy 4758470 2.80900 GBP 2.72700 GBP
28 4/7p ordinary Sell 2463564 2.80900 GBP 2.72700 GBP
Convertible Bond (19 Nov) Sell 500000 1.053 GBP 1.053 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
28 4/7p ordinary CFD Long 91169 2.765609 GBP
28 4/7p ordinary CFD Long 1270 2.762189 GBP
28 4/7p ordinary CFD Long 2075 2.742341 GBP
28 4/7p ordinary CFD Long 24000 2.774466 GBP
28 4/7p ordinary CFD Long 19939 2.806 GBP
28 4/7p ordinary CFD Long 147523 2.793088 GBP
28 4/7p ordinary CFD Long 132615 2.784027 GBP
28 4/7p ordinary CFD Long 197512 2.778487 GBP
28 4/7p ordinary CFD Long 74493 2.77568 GBP
28 4/7p ordinary CFD Long 30397 2.781169 GBP
28 4/7p ordinary CFD Long 64980 2.779735 GBP
28 4/7p ordinary CFD Long 107100 2.76820982 GBP
28 4/7p ordinary CFD Long 2575 2.79937518 GBP
28 4/7p ordinary CFD Long 9582 2.79611235 GBP
28 4/7p ordinary CFD Long 11200 2.765464 GBP
28 4/7p ordinary CFD Long 233891 2.749342 GBP
28 4/7p ordinary CFD Short 900 2.743764 GBP
28 4/7p ordinary CFD Short 20471 2.737365 GBP
28 4/7p ordinary CFD Short 300000 2.731 GBP
28 4/7p ordinary CFD Short 1033112 2.766618 GBP
28 4/7p ordinary CFD Short 500 2.744 GBP
28 4/7p ordinary CFD Short 30961 2.751947 GBP
28 4/7p ordinary CFD Short 6500 2.80263077 GBP
28 4/7p ordinary CFD Short 800 2.8 GBP
28 4/7p ordinary CFD Short 1378 2.806 GBP
28 4/7p ordinary CFD Short 2422302 2.784541 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 16 March 2016
Contact name: Tahmidul Haque
Telephone number: +44 (0)20 7568 1245
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
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