REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

16/03/2016 11:50

RNS Number : 3049S
UBS AG (EPT)
16 March 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
 15 March 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
5181741
2.83100 GBP
2.74510 GBP
28 4/7p ordinary
Sell
2208876
2.83200 GBP
2.76900 GBP
Perpetual Bond (19 Nov)
Sell
1700000
.9725 
GBP
0.9725 
GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
111844
2.802522 GBP
28 4/7p ordinary
CFD
Long
59741
2.79226158 GBP
28 4/7p ordinary
CFD
Long
10046
2.805389 GBP
28 4/7p ordinary
CFD
Long
66514
2.801215 GBP
28 4/7p ordinary
CFD
Long
14000
2.802714 GBP
28 4/7p ordinary
CFD
Long
29586
2.813027 GBP
28 4/7p ordinary
CFD
Long
40600
2.790455 GBP
28 4/7p ordinary
CFD
Long
63372
2.802749 GBP
28 4/7p ordinary
CFD
Long
6634
2.795787 GBP
28 4/7p ordinary
CFD
Long
51807
2.803262 GBP
28 4/7p ordinary
CFD
Long
48500
2.807267 GBP
28 4/7p ordinary
CFD
Long
77573
2.782276 GBP
28 4/7p ordinary
CFD
Long
1716
2.79064876 GBP
28 4/7p ordinary
CFD
Long
62118
2.78514872 GBP
28 4/7p ordinary
CFD
Long
132295
2.79776 GBP
28 4/7p ordinary
CFD
Short
16863
2.776 GBP
28 4/7p ordinary
CFD
Short
291090
2.795269 GBP
28 4/7p ordinary
CFD
Short
1296519
2.8037 GBP
28 4/7p ordinary
CFD
Short
500000
2.7491 GBP
28 4/7p ordinary
CFD
Short
500000
2.7451 GBP
28 4/7p ordinary
CFD
Short
181708
2.8057 GBP
28 4/7p ordinary
CFD
Short
8450
2.787953 GBP
28 4/7p ordinary
CFD
Short
17581
2.788754 GBP
28 4/7p ordinary
CFD
Short
1900
2.780684 GBP
28 4/7p ordinary
CFD
Short
25946
2.779559 GBP
28 4/7p ordinary
CFD
Short
42104
2.779471 GBP
28 4/7p ordinary
CFD
Short
33966
2.779815 GBP
28 4/7p ordinary
CFD
Short
9640
2.775909 GBP
28 4/7p ordinary
CFD
Short
270234
2.775698 GBP
28 4/7p ordinary
CFD
Short
60545
2.78956332 GBP
28 4/7p ordinary
CFD
Short
2400
2.774833 GBP
28 4/7p ordinary
CFD
Short
17980
2.798476 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
16 March 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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