REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

18/03/2016 11:45

RNS Number : 5873S
UBS AG (EPT)
18 March 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
 17 March 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
5769231
2.82900 GBP
2.78350 GBP
28 4/7p ordinary
Sell
5068804
2.82900 GBP
2.78350 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
231024
2.81508431 GBP
28 4/7p ordinary
CFD
Long
19419
2.809655 GBP
28 4/7p ordinary
CFD
Long
12400
2.809266 GBP
28 4/7p ordinary
CFD
Long
22791
2.820316 GBP
28 4/7p ordinary
CFD
Long
4700
2.817277 GBP
28 4/7p ordinary
CFD
Long
514290
2.81274516 GBP
28 4/7p ordinary
CFD
Long
4464
2.798582 GBP
28 4/7p ordinary
CFD
Long
44422
2.81517761 GBP
28 4/7p ordinary
CFD
Long
5493
2.813841 GBP
28 4/7p ordinary
CFD
Long
7143
2.81435531 GBP
28 4/7p ordinary
CFD
Long
17926
2.81035647 GBP
28 4/7p ordinary
CFD
Long
49094
2.815287 GBP
28 4/7p ordinary
CFD
Long
33769
2.816429 GBP
28 4/7p ordinary
CFD
Long
18546
2.815873 GBP
28 4/7p ordinary
CFD
Long
21105
2.814607 GBP
28 4/7p ordinary
CFD
Long
1000000
2.8117206 GBP
28 4/7p ordinary
CFD
Long
9812
2.815 GBP
28 4/7p ordinary
CFD
Long
518170
2.809402 GBP
28 4/7p ordinary
CFD
Short
590
2.817822 GBP
28 4/7p ordinary
CFD
Short
20300
2.810784 GBP
28 4/7p ordinary
CFD
Short
300
2.801687 GBP
28 4/7p ordinary
CFD
Short
3658
2.81744396 GBP
28 4/7p ordinary
CFD
Short
296920
2.815 GBP
28 4/7p ordinary
CFD
Short
5516
2.803192 GBP
28 4/7p ordinary
CFD
Short
1778
2.811506 GBP
28 4/7p ordinary
CFD
Short
6100
2.809672 GBP
28 4/7p ordinary
CFD
Short
5500
2.811145 GBP
28 4/7p ordinary
CFD
Short
500
2.814 GBP
28 4/7p ordinary
CFD
Short
817632
2.817037 GBP
28 4/7p ordinary
CFD
Short
13019
2.808312 GBP
28 4/7p ordinary
CFD
Short
43600
2.808325 GBP
28 4/7p ordinary
CFD
Short
56418
2.814561 GBP
28 4/7p ordinary
CFD
Short
217527
2.79603898 GBP
28 4/7p ordinary
CFD
Short
2000
2.81855 GBP
28 4/7p ordinary
CFD
Short
1665798
2.808924 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
18 March 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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