REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

21/03/2016 11:50

RNS Number : 7585S
UBS AG (EPT)
21 March 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
 18 March 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
18792127
2.83100 GBP
2.70500 GBP
28 4/7p ordinary
Sell
17798776
2.82800 GBP
2.71100 GBP
Convertible Bond (19 Nov)
Buy
400000
1.06100 GBP
1.06100 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Short
13340
2.720721 GBP
29 4/7p ordinary
CFD
Short
7000
2.73 GBP
30 4/7p ordinary
CFD
Short
469215
2.7311 GBP
31 4/7p ordinary
CFD
Short
735703
2.732 GBP
32 4/7p ordinary
CFD
Short
378609
2.7327 GBP
33 4/7p ordinary
CFD
Short
49415
2.733053 GBP
34 4/7p ordinary
CFD
Short
28486
2.735897 GBP
35 4/7p ordinary
CFD
Short
3962
2.7379909 GBP
36 4/7p ordinary
CFD
Short
514290
2.74651547 GBP
37 4/7p ordinary
CFD
Short
71835
2.74914599 GBP
38 4/7p ordinary
CFD
Short
123077
2.751397 GBP
39 4/7p ordinary
CFD
Short
68046
2.75288 GBP
40 4/7p ordinary
CFD
Short
72996
2.753715 GBP
41 4/7p ordinary
CFD
Short
11554
2.75932751 GBP
42 4/7p ordinary
CFD
Short
168013
2.759622 GBP
43 4/7p ordinary
CFD
Short
18000
2.759964 GBP
44 4/7p ordinary
CFD
Short
23100
2.760922 GBP
45 4/7p ordinary
CFD
Short
20000
2.768845 GBP
46 4/7p ordinary
CFD
Short
90564
2.771616 GBP
47 4/7p ordinary
CFD
Short
107100
2.778617 GBP
48 4/7p ordinary
CFD
Short
321000
2.78 GBP
49 4/7p ordinary
CFD
Short
51636
2.7835 GBP
50 4/7p ordinary
CFD
Short
25388
2.786314 GBP
51 4/7p ordinary
CFD
Short
208697
2.79205834 GBP
52 4/7p ordinary
CFD
Short
321000
2.807 GBP





52 4/7p ordinary
CFD
Long
321000
2.718279 GBP
53 4/7p ordinary
CFD
Long
128400
2.725 GBP
54 4/7p ordinary
CFD
Long
1070946
2.728944 GBP
55 4/7p ordinary
CFD
Long
297090
2.72900199 GBP
56 4/7p ordinary
CFD
Long
642000
2.729625 GBP
57 4/7p ordinary
CFD
Long
947025
2.731954 GBP
58 4/7p ordinary
CFD
Long
192600
2.732837 GBP
59 4/7p ordinary
CFD
Long
1700
2.765835 GBP
60 4/7p ordinary
CFD
Long
1985
2.776267 GBP
61 4/7p ordinary
CFD
Long
24194
2.778683 GBP
62 4/7p ordinary
CFD
Long
64995
2.78183 GBP
63 4/7p ordinary
CFD
Long
300000
2.787408 GBP
64 4/7p ordinary
CFD
Long
800
2.7875 GBP
65 4/7p ordinary
CFD
Long
36
2.79 GBP
66 4/7p ordinary
CFD
Long
39
2.7905 GBP
67 4/7p ordinary
CFD
Long
159180
2.79068842 GBP
68 4/7p ordinary
CFD
Long
10000
2.791 GBP
69 4/7p ordinary
CFD
Long
75503
2.791881 GBP
70 4/7p ordinary
CFD
Long
37
2.792 GBP
71 4/7p ordinary
CFD
Long
68
2.793 GBP
72 4/7p ordinary
CFD
Long
100
2.80259 GBP
73 4/7p ordinary
CFD
Long
28230
2.804594 GBP
74 4/7p ordinary
CFD
Long
481500
2.807 GBP
75 4/7p ordinary
CFD
Long
1000000
2.8172 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
21 March 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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