REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

22/03/2016 13:43

RNS Number : 9110S
UBS AG (EPT)
22 March 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
 21 March 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
8694852
2.80100 GBP
2.70800 GBP
28 4/7p ordinary
Sell
4269574
2.80300 GBP
2.73400 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
5641
2.745869 GBP
28 4/7p ordinary
CFD
Long
15700
2.780389 GBP
28 4/7p ordinary
CFD
Long
160500
2.76722997 GBP
28 4/7p ordinary
CFD
Long
158525
2.77672804 GBP
28 4/7p ordinary
CFD
Long
14444
2.77322182 GBP
28 4/7p ordinary
CFD
Long
333277
2.77586599 GBP
28 4/7p ordinary
CFD
Long
160500
2.78452471 GBP
28 4/7p ordinary
CFD
Long
6800
2.80040178 GBP
28 4/7p ordinary
CFD
Long
8242
2.801 GBP
28 4/7p ordinary
CFD
Long
73834
2.80040241 GBP
28 4/7p ordinary
CFD
Long
3492
2.765 GBP
28 4/7p ordinary
CFD
Long
48150
2.762737 GBP
28 4/7p ordinary
CFD
Long
23168
2.754836 GBP
28 4/7p ordinary
CFD
Long
4944
2.762635 GBP
28 4/7p ordinary
CFD
Long
29280
2.735126 GBP
28 4/7p ordinary
CFD
Long
14971
2.762554 GBP
28 4/7p ordinary
CFD
Long
1300
2.771 GBP
28 4/7p ordinary
CFD
Long
160500
2.79310411 GBP
28 4/7p ordinary
CFD
Long
4029
2.762114 GBP
28 4/7p ordinary
CFD
Long
5600
2.788232 GBP
28 4/7p ordinary
CFD
Long
837500
2.7765 GBP
28 4/7p ordinary
CFD
Short
1605001
2.77563 GBP
28 4/7p ordinary
CFD
Short
789244
2.771196 GBP
28 4/7p ordinary
CFD
Short
2179
2.771198 GBP
28 4/7p ordinary
CFD
Short
94537
2.771197 GBP
28 4/7p ordinary
CFD
Short
2422
2.748717 GBP
28 4/7p ordinary
CFD
Short
19000
2.747371 GBP
28 4/7p ordinary
CFD
Short
327000
2.791618 GBP
28 4/7p ordinary
CFD
Short
40704
2.765552 GBP
28 4/7p ordinary
CFD
Short
127448
2.764265 GBP
28 4/7p ordinary
CFD
Short
107298
2.765095 GBP
28 4/7p ordinary
CFD
Short
5400
2.79850185261 GBP
28 4/7p ordinary
CFD
Short
30084
2.765452 GBP
28 4/7p ordinary
CFD
Short
5700
2.764263 GBP
28 4/7p ordinary
CFD
Short
1267
2.7576322 GBP
28 4/7p ordinary
CFD
Short
4333
2.76243 GBP
28 4/7p ordinary
CFD
Short
24800
2.798501208955 GBP
28 4/7p ordinary
CFD
Short
11200
2.754633 GBP
28 4/7p ordinary
CFD
Short
36500
2.764665 GBP
28 4/7p ordinary
CFD
Short
7851
2.761121 GBP
28 4/7p ordinary
CFD
Short
54055
2.75609611 GBP
28 4/7p ordinary
CFD
Short
1980361
2.755 GBP
28 4/7p ordinary
CFD
Short
690640
2.753378 GBP
28 4/7p ordinary
CFD
Short
497300
2.7888 GBP
28 4/7p ordinary
CFD
Short
69800
2.7985 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
22 March 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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