REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

24/03/2016 13:53

RNS Number : 2109T
UBS AG (EPT)
24 March 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
 23 March 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
1682651
2.84700 GBP
2.79000 GBP
28 4/7p ordinary
Sell
1171291
2.84900 GBP
2.79400 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
95727
2.8158673 GBP
28 4/7p ordinary
CFD
Long
6120
2.835618 GBP
28 4/7p ordinary
CFD
Long
5800
2.842241 GBP
28 4/7p ordinary
CFD
Long
8700
2.840057 GBP
28 4/7p ordinary
CFD
Long
1300
2.845 GBP
28 4/7p ordinary
CFD
Long
4744
2.824028 GBP
28 4/7p ordinary
CFD
Long
3500
2.836886 GBP
28 4/7p ordinary
CFD
Long
9736
2.838483 GBP
28 4/7p ordinary
CFD
Long
32400
2.835377 GBP
28 4/7p ordinary
CFD
Long
31039
2.79740165 GBP
28 4/7p ordinary
CFD
Long
3886
2.806 GBP
28 4/7p ordinary
CFD
Long
991
2.842862 GBP
28 4/7p ordinary
CFD
Long
14236
2.821186 GBP
28 4/7p ordinary
CFD
Long
61285
2.82380519 GBP
28 4/7p ordinary
CFD
Long
1600
2.828379 GBP
28 4/7p ordinary
CFD
Short
10000
2.826 GBP
28 4/7p ordinary
CFD
Short
3886
2.8045 GBP
28 4/7p ordinary
CFD
Short
7143
2.8048411 GBP
28 4/7p ordinary
CFD
Short
35019
2.809178 GBP
28 4/7p ordinary
CFD
Short
6300
2.813127 GBP
28 4/7p ordinary
CFD
Short
87157
2.810723 GBP
28 4/7p ordinary
CFD
Short
58505
2.809683 GBP
28 4/7p ordinary
CFD
Short
1011
2.8 GBP
28 4/7p ordinary
CFD
Short
300000
2.82324533 GBP
28 4/7p ordinary
CFD
Short
90758
2.808462 GBP
28 4/7p ordinary
CFD
Short
4769
2.808192 GBP
28 4/7p ordinary
CFD
Short
3636
2.80484048 GBP
28 4/7p ordinary
CFD
Short
17028
2.806 GBP
28 4/7p ordinary
CFD
Short
35960
2.81136235 GBP
28 4/7p ordinary
CFD
Short
26795
2.806148 GBP
28 4/7p ordinary
CFD
Short
18326
2.80766951 GBP
28 4/7p ordinary
CFD
Short
54600
2.812198 GBP
28 4/7p ordinary
CFD
Short
9200
2.806107 GBP
28 4/7p ordinary
CFD
Short
7800
2.814726 GBP
28 4/7p ordinary
CFD
Short
500
2.823962 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
24 March 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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