REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

04/04/2016 11:30

RNS Number : 0683U
UBS AG (EPT)
04 April 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
01 April 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
4110522
2.76600 GBP
2.69400 GBP
28 4/7p ordinary
Sell
582259
2.76600 GBP
2.69700 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
6400
2.740734 GBP
28 4/7p ordinary
CFD
Long
30716
2.743257 GBP
28 4/7p ordinary
CFD
Long
62326
2.753854 GBP
28 4/7p ordinary
CFD
Long
74227
2.729632 GBP
28 4/7p ordinary
CFD
Long
2531
2.763 GBP
28 4/7p ordinary
CFD
Long
2653
2.734063 GBP
28 4/7p ordinary
CFD
Long
390
2.719049 GBP
28 4/7p ordinary
CFD
Long
40700
2.72684 GBP
28 4/7p ordinary
CFD
Long
5395
2.746856 GBP
28 4/7p ordinary
CFD
Long
1438
2.761669 GBP
28 4/7p ordinary
CFD
Long
513
2.759 GBP
28 4/7p ordinary
CFD
Long
10000
2.7202367 GBP
28 4/7p ordinary
CFD
Long
200
2.76 GBP
28 4/7p ordinary
CFD
Long
54718
2.737602 GBP
28 4/7p ordinary
CFD
Long
9144
2.73376312 GBP
28 4/7p ordinary
CFD
Long
5736
2.7202772 GBP
28 4/7p ordinary
CFD
Short
1840137
2.748202 GBP
28 4/7p ordinary
CFD
Short
16732
2.7302711 GBP
28 4/7p ordinary
CFD
Short
6484
2.76 GBP
28 4/7p ordinary
CFD
Short
31119
2.72142 GBP
28 4/7p ordinary
CFD
Short
3621
2.728941 GBP
28 4/7p ordinary
CFD
Short
12700
2.720669 GBP
28 4/7p ordinary
CFD
Short
20844
2.721533 GBP
28 4/7p ordinary
CFD
Short
22276
2.74634587 GBP
28 4/7p ordinary
CFD
Short
600
2.745625 GBP
28 4/7p ordinary
CFD
Short
6000
2.720533 GBP
28 4/7p ordinary
CFD
Short
11800
2.734792 GBP
28 4/7p ordinary
CFD
Short
1662755
2.727354 GBP
28 4/7p ordinary
CFD
Short
13694
2.766 GBP
28 4/7p ordinary
CFD
Short
2209
2.72858 GBP
28 4/7p ordinary
CFD
Short
2531
2.763 GBP
28 4/7p ordinary
CFD
Short
15390
2.715364 GBP
28 4/7p ordinary
CFD
Short
30401
2.723111 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
04 April 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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