REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

05/04/2016 11:50

RNS Number : 2289U
UBS AG (EPT)
05 April 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
04 April 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
1740621
2.78300 GBP
2.75200 GBP
28 4/7p ordinary
Sell
821799
2.78400 GBP
2.75100 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
5336
2.77150794 GBP
28 4/7p ordinary
CFD
Long
2400
2.755667 GBP
28 4/7p ordinary
CFD
Long
81308
2.76432 GBP
28 4/7p ordinary
CFD
Long
54718
2.766239 GBP
28 4/7p ordinary
CFD
Long
28825
2.777329 GBP
28 4/7p ordinary
CFD
Long
2421
2.758428 GBP
28 4/7p ordinary
CFD
Long
4903
2.757708 GBP
28 4/7p ordinary
CFD
Long
86203
2.769495 GBP
28 4/7p ordinary
CFD
Long
1343
2.761118 GBP
28 4/7p ordinary
CFD
Long
11600
2.758104 GBP
28 4/7p ordinary
CFD
Long
19910
2.76175766 GBP
28 4/7p ordinary
CFD
Long
18787
2.75739 GBP
28 4/7p ordinary
CFD
Short
14234
2.76482928 GBP
28 4/7p ordinary
CFD
Short
5300
2.765151 GBP
28 4/7p ordinary
CFD
Short
6130
2.762106 GBP
28 4/7p ordinary
CFD
Short
14526
2.760399 GBP
28 4/7p ordinary
CFD
Short
800
2.753 GBP
28 4/7p ordinary
CFD
Short
11363
2.758002 GBP
28 4/7p ordinary
CFD
Short
9300
2.756667 GBP
28 4/7p ordinary
CFD
Short
4636
2.778713 GBP
28 4/7p ordinary
CFD
Short
42679
2.767061 GBP
28 4/7p ordinary
CFD
Short
500
2.773677 GBP
28 4/7p ordinary
CFD
Short
631877
2.7678 GBP
28 4/7p ordinary
CFD
Short
314854
2.759739 GBP
28 4/7p ordinary
CFD
Short
200
2.766915 GBP
28 4/7p ordinary
CFD
Short
13200
2.769339 GBP
28 4/7p ordinary
CFD
Short
2969
2.76 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
05 April 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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