REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

07/04/2016 10:55

RNS Number : 4989U
UBS AG (EPT)
07 April 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
06 April 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
3184451
2.79757 GBP
2.77100 GBP
28 4/7p ordinary
Sell
2463882
2.79757 GBP
2.77000 
 GBP
Convertible Bond (19 Nov)
Buy
200000
1.06500 GBP
1.06500 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
3600
2.791 GBP
28 4/7p ordinary
CFD
Long
39600
2.783889 GBP
28 4/7p ordinary
CFD
Long
18128
2.78432284 GBP
28 4/7p ordinary
CFD
Long
3600
2.78725 GBP
28 4/7p ordinary
CFD
Long
15757
2.782719 GBP
28 4/7p ordinary
CFD
Long
11
2.772727 GBP
28 4/7p ordinary
CFD
Long
279
2.772616 GBP
28 4/7p ordinary
CFD
Long
6
2.773333 GBP
28 4/7p ordinary
CFD
Long
4
2.7725 GBP
28 4/7p ordinary
CFD
Long
2
2.775 GBP
28 4/7p ordinary
CFD
Long
18
2.772778 GBP
28 4/7p ordinary
CFD
Long
4875
2.781815 GBP
28 4/7p ordinary
CFD
Long
6072
2.78661 GBP
28 4/7p ordinary
CFD
Long
82464
2.794325 GBP
28 4/7p ordinary
CFD
Long
5100
2.790059 GBP
28 4/7p ordinary
CFD
Long
1580
2.782291 GBP
28 4/7p ordinary
CFD
Short
1461
2.78913758 GBP
28 4/7p ordinary
CFD
Short
5103
2.777316 GBP
28 4/7p ordinary
CFD
Short
3500
2.778571 GBP
28 4/7p ordinary
CFD
Short
2946
2.779512 GBP
28 4/7p ordinary
CFD
Short
554
2.777 GBP
28 4/7p ordinary
CFD
Short
36726
2.778174 GBP
28 4/7p ordinary
CFD
Short
29514
2.775705 GBP
28 4/7p ordinary
CFD
Short
5765
2.797 GBP
28 4/7p ordinary
CFD
Short
41527
2.78651769 GBP
28 4/7p ordinary
CFD
Short
188174
2.78317 GBP
28 4/7p ordinary
CFD
Short
7600
2.779597 GBP
28 4/7p ordinary
CFD
Short
5740
2.780927 GBP
28 4/7p ordinary
CFD
Short
661692
2.784400 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
07 April 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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The company news service from the London Stock Exchange
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