REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

13/04/2016 10:55

RNS Number : 0746V
UBS AG (EPT)
13 April 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
12 April 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
1252623
2.90900 GBP
2.83700 GBP
28 4/7p ordinary
Sell
1759324
2.90900 GBP
2.83800 GBP
Perpetual Bond (19 Nov)
Sell
1000000
100.25 GBP
100.25 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
3175
2.874933 GBP
28 4/7p ordinary
CFD
Long
13700
2.858921 GBP
28 4/7p ordinary
CFD
Long
21
2.888095 GBP
28 4/7p ordinary
CFD
Long
133800
2.86682239306822 GBP
28 4/7p ordinary
CFD
Long
559
2.88805 GBP
28 4/7p ordinary
CFD
Long
12
2.888333 GBP
28 4/7p ordinary
CFD
Long
9
2.887778 GBP
28 4/7p ordinary
CFD
Long
4
2.8875 GBP
28 4/7p ordinary
CFD
Long
37
2.888108 GBP
28 4/7p ordinary
CFD
Long
28221
2.858 GBP
28 4/7p ordinary
CFD
Long
925813
2.858871 GBP
28 4/7p ordinary
CFD
Long
3809
2.858854 GBP
28 4/7p ordinary
CFD
Long
5920
2.883789 GBP
28 4/7p ordinary
CFD
Long
42837
2.860458 GBP
28 4/7p ordinary
CFD
Long
267
2.856212 GBP
28 4/7p ordinary
CFD
Short
21600
2.856031 GBP
28 4/7p ordinary
CFD
Short
118981
2.856202 GBP
28 4/7p ordinary
CFD
Short
28907
2.855657 GBP
28 4/7p ordinary
CFD
Short
13613
2.851122 GBP
28 4/7p ordinary
CFD
Short
993
2.86 GBP
28 4/7p ordinary
CFD
Short
18106
2.858502 GBP
28 4/7p ordinary
CFD
Short
62631
2.85327877 GBP
28 4/7p ordinary
CFD
Short
11426
2.855643 GBP
28 4/7p ordinary
CFD
Short
72300
2.850699 GBP
28 4/7p ordinary
CFD
Short
1000
2.884 GBP
28 4/7p ordinary
CFD
Short
5126
2.856 GBP
28 4/7p ordinary
CFD
Short
7479
2.858 GBP
28 4/7p ordinary
CFD
Short
3100
2.851129 GBP
28 4/7p ordinary
CFD
Short
13
2.864195 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
13 April 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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The company news service from the London Stock Exchange
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