REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

19/04/2016 11:55

RNS Number : 6581V
UBS AG (EPT)
19 April 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
18 April 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
2094909
2.90050 GBP
2.80800 GBP
28 4/7p ordinary
Sell
2828519
2.90050 GBP
2.81751 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
65938
2.86615094 GBP
28 4/7p ordinary
CFD
Long
160500
2.885 GBP
28 4/7p ordinary
CFD
Long
61600
2.883262 GBP
28 4/7p ordinary
CFD
Long
2200
2.8985 GBP
28 4/7p ordinary
CFD
Long
700
2.884 GBP
28 4/7p ordinary
CFD
Long
12600
2.873957 GBP
28 4/7p ordinary
CFD
Long
28733
2.88188 GBP
28 4/7p ordinary
CFD
Long
490627
2.847 GBP
28 4/7p ordinary
CFD
Long
151222
2.88967506 GBP
28 4/7p ordinary
CFD
Long
11000
2.888364 GBP
28 4/7p ordinary
CFD
Long
978797
2.850575 GBP
28 4/7p ordinary
CFD
Long
61642
2.877966 GBP
28 4/7p ordinary
CFD
Long
125591
2.88444571 GBP
28 4/7p ordinary
CFD
Long
107
2.870374 GBP
28 4/7p ordinary
CFD
Long
44
2.870455 GBP
28 4/7p ordinary
CFD
Long
183
2.870383 GBP
28 4/7p ordinary
CFD
Long
20
2.8705 GBP
28 4/7p ordinary
CFD
Long
2797
2.870365 GBP
28 4/7p ordinary
CFD
Long
59
2.8441 GBP
28 4/7p ordinary
CFD
Long
38318
2.870339 GBP
28 4/7p ordinary
CFD
Short
842
2.844 GBP
28 4/7p ordinary
CFD
Short
3000
2.837 GBP
28 4/7p ordinary
CFD
Short
8271
2.9 GBP
28 4/7p ordinary
CFD
Short
53683
2.869534 GBP
28 4/7p ordinary
CFD
Short
340
2.885353 GBP
28 4/7p ordinary
CFD
Short
4002
2.85079 GBP
28 4/7p ordinary
CFD
Short
1000
2.897 GBP
28 4/7p ordinary
CFD
Short
43462
2.825234 GBP
28 4/7p ordinary
CFD
Short
716449
2.85396143 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
19 April 2016
Contact name:
Frankie Cole
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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