REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

12/05/2016 12:00

RNS Number : 0777Y
UBS AG (EPT)
12 May 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
11 May 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
J Sainsbury Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
1595082
2.77587 GBP
2.50000 GBP
28 4/7p ordinary
Sell
1534257
2.77587 GBP
2.50000 GBP
Perpetual Bond (19 Nov)
Buy
2000000
105.375 GBP
105.375 GBP
Perpetual Bond (19 Nov)
Sell
1000000
105.375 GBP
105.375 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
637
2.629 EUR
28 4/7p ordinary
CFD
Long
5341
2.63 EUR
28 4/7p ordinary
CFD
Long
268861
2.5 EUR
28 4/7p ordinary
CFD
Long
333277
2.77586599 EUR
28 4/7p ordinary
CFD
Long
72570
2.74570001 EUR
28 4/7p ordinary
CFD
Long
9059
2.627865 EUR
28 4/7p ordinary
CFD
Long
21900
2.62917 EUR
28 4/7p ordinary
CFD
Long
7753
2.639441 EUR
28 4/7p ordinary
CFD
Long
10786
2.62470638 EUR
28 4/7p ordinary
CFD
Long
1675
2.638403 EUR
28 4/7p ordinary
CFD
Short
268861
2.5 EUR
28 4/7p ordinary
CFD
Short
333277
2.77586599 EUR
28 4/7p ordinary
CFD
Short
72570
2.74570001 EUR
28 4/7p ordinary
CFD
Short
15000
2.625116 EUR
28 4/7p ordinary
CFD
Short
36461
2.622146 EUR
28 4/7p ordinary
CFD
Short
30000
2.63242667 EUR
28 4/7p ordinary
CFD
Short
11161
2.62327 EUR
28 4/7p ordinary
CFD
Short
18021
2.62958687 EUR
28 4/7p ordinary
CFD
Short
1500
2.617 EUR
28 4/7p ordinary
CFD
Short
49800
2.6239 EUR
28 4/7p ordinary
CFD
Short
1068
2.62829588 EUR
28 4/7p ordinary
CFD
Short
13598
2.62683 EUR
28 4/7p ordinary
CFD
Short
9485
2.623185 EUR
28 4/7p ordinary
CFD
Short
11686
2.621112 EUR
28 4/7p ordinary
CFD
Short
637
2.625359 EUR
28 4/7p ordinary
CFD
Short
8776
2.623113 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
12 May 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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