REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

09/06/2016 11:55

RNS Number : 7563A
UBS AG (EPT)
09 June 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc 
(d) Date dealing undertaken:
 08 June 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
4348908
2.55000 GBP
2.43800 GBP
28 4/7p ordinary
Sell
4507195
2.55000 GBP
2.43800 GBP
Perpetual Bond 
Buy 
2000000
95.25 GBP
95.25 GBP
Perpetual Bond 
Sell
1000000
95.30 GBP
95.30 GBP
Convertible Bond
Sell
1000000
104.8 GBP
104.8 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
30603
2.471459 GBP
28 4/7p ordinary
CFD
Long
38432
2.506 GBP
28 4/7p ordinary
CFD
Long
240074
2.50850912 GBP
28 4/7p ordinary
CFD
Long
92214
2.49735051 GBP
28 4/7p ordinary
CFD
Long
61492
2.501747 GBP
28 4/7p ordinary
CFD
Long
8713
2.522099 GBP
28 4/7p ordinary
CFD
Long
21000
2.5066 GBP
28 4/7p ordinary
CFD
Long
128204
2.50845763 GBP
28 4/7p ordinary
CFD
Long
17600
2.498684 GBP
28 4/7p ordinary
CFD
Long
304547
2.500233 GBP
28 4/7p ordinary
CFD
Long
2510
2.487945 GBP
28 4/7p ordinary
CFD
Long
391167
2.51551883 GBP
28 4/7p ordinary
CFD
Short
2766
2.509 GBP
28 4/7p ordinary
CFD
Short
9218
2.50317 GBP
28 4/7p ordinary
CFD
Short
8893
2.49277297 GBP
28 4/7p ordinary
CFD
Short
239370
2.502 GBP
28 4/7p ordinary
CFD
Short
252764
2.51267684 GBP
28 4/7p ordinary
CFD
Short
117498
2.51147671 GBP
28 4/7p ordinary
CFD
Short
66737
2.51147669 GBP
28 4/7p ordinary
CFD
Short
1880
2.49037 GBP
28 4/7p ordinary
CFD
Short
200000
2.523 GBP
28 4/7p ordinary
CFD
Short
100000
2.55 GBP
28 4/7p ordinary
CFD
Short
19430
2.464536 GBP
28 4/7p ordinary
CFD
Short
194491
2.50649295 GBP
28 4/7p ordinary
CFD
Short
3000
2.486333 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
09 June 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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