REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

10/06/2016 11:55

RNS Number : 8892A
UBS AG (EPT)
10 June 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc 
(d) Date dealing undertaken:
 09 June 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
3154248
2.54000 GBP
2.47500 GBP
28 4/7p ordinary
Sell
4568718
2.54000 GBP
2.47500 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
400000
2.49411195 GBP
28 4/7p ordinary
CFD
Long
14800
2.501183 GBP
28 4/7p ordinary
CFD
Long
123570
2.48434527 GBP
28 4/7p ordinary
CFD
Long
312032
2.490847 GBP
28 4/7p ordinary
CFD
Long
1720
2.502215 GBP
28 4/7p ordinary
CFD
Long
26000
2.501772 GBP
28 4/7p ordinary
CFD
Long
153472
2.52092424 GBP
28 4/7p ordinary
CFD
Long
3000
2.525 GBP
28 4/7p ordinary
CFD
Long
69774
2.515948 GBP
28 4/7p ordinary
CFD
Long
3662
2.47985527 GBP
28 4/7p ordinary
CFD
Long
29833
2.532132 GBP
28 4/7p ordinary
CFD
Long
120835
2.499165 GBP
28 4/7p ordinary
CFD
Long
1384226
2.487 GBP
28 4/7p ordinary
CFD
Short
3255
2.481963 GBP
28 4/7p ordinary
CFD
Short
1269
2.484 GBP
28 4/7p ordinary
CFD
Short
16685
2.5082763 GBP
28 4/7p ordinary
CFD
Short
44480
2.4799719 GBP
28 4/7p ordinary
CFD
Short
53396
2.50827628 GBP
28 4/7p ordinary
CFD
Short
72108
2.48227229 GBP
28 4/7p ordinary
CFD
Short
3700
2.499879 GBP
28 4/7p ordinary
CFD
Short
26271
2.475 GBP
28 4/7p ordinary
CFD
Short
34235
2.4896 GBP
28 4/7p ordinary
CFD
Short
1160
2.517487 GBP
28 4/7p ordinary
CFD
Short
4609
2.483633 GBP
28 4/7p ordinary
CFD
Short
3945
252.6 
GBP
28 4/7p ordinary
CFD
Short
2245
252.7
GBP
28 4/7p ordinary
CFD
Short
1669
253
GBP
28 4/7p ordinary
CFD
Short
495
253.05
GBP
28 4/7p ordinary
CFD
Short
1037
253.1
GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
10 June 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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