REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

14/06/2016 11:45

RNS Number : 1485B
UBS AG (EPT)
14 June 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
13 June 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
2258628
2.44400 GBP
2.35900 GBP
28 4/7p ordinary
Sell
1846175
2.44000 GBP
2.35800 GBP
Perpetual Bond
Buy
1300000
94.037 GBP
94.037 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
46364
2.38278539 GBP
28 4/7p ordinary
CFD
Long
2760
2.388989 GBP
28 4/7p ordinary
CFD
Long
2850
2.403551 GBP
28 4/7p ordinary
CFD
Long
40010
2.38188528 GBP
28 4/7p ordinary
CFD
Long
4867
2.431213 GBP
28 4/7p ordinary
CFD
Long
14966
2.382 GBP
28 4/7p ordinary
CFD
Long
1000
2.438 GBP
28 4/7p ordinary
CFD
Long
14072
2.3818853 GBP
28 4/7p ordinary
CFD
Long
13000
2.39039 GBP
28 4/7p ordinary
CFD
Long
5810
2.38598451 GBP
28 4/7p ordinary
CFD
Long
147142
2.38639459 GBP
28 4/7p ordinary
CFD
Long
64200
2.40199464 GBP
28 4/7p ordinary
CFD
Long
70712
2.386255 GBP
28 4/7p ordinary
CFD
Short
12800
2.389291 GBP
28 4/7p ordinary
CFD
Short
1629
2.38235727 GBP
28 4/7p ordinary
CFD
Short
14771
2.38625821 GBP
28 4/7p ordinary
CFD
Short
73346
2.382 GBP
28 4/7p ordinary
CFD
Short
385808
2.3712337 GBP
28 4/7p ordinary
CFD
Short
12500
2.405 GBP
28 4/7p ordinary
CFD
Short
176244
2.38824 GBP
28 4/7p ordinary
CFD
Short
7306
2.405664 GBP
28 4/7p ordinary
CFD
Short
36686
2.401559 GBP
28 4/7p ordinary
CFD
Short
950
2.379295 GBP
28 4/7p ordinary
CFD
Short
23000
2.380522 GBP
28 4/7p ordinary
CFD
Short
288900
2.42156791 GBP
28 4/7p ordinary
CFD
Short
5608
2.38885877 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
14 June 2016
Contact name:
Frankie Cole
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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