REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>
23/06/2016 11:25
For best results when printing this announcement, please click on the link
below:
http://pdf.reuters.com/htmlnews/8knews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20160622:nRSV9698Ba
RNS Number : 0886C
UBS AG (EPT)
23 June 2016
This announcement replaces the previous announcement 9698B at 11:35am on the
22nd June 2016. Amendments made to 2 (a) Purchases and Sales and (b)
Cash-settled derivative transactions. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected: Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken: 21 June 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" YESHome Retail Group Plc:
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
28 4/7p ordinary Buy 2051543 2.47000 GBP 2.38625 GBP
28 4/7p ordinary Sell 2334434 2.47000 GBP 2.38625 GBP
Convertible Bond Sell 2000000 104.1 GBP 104.1 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
28 4/7p ordinary CFD Long 9881 2.45843133 GBP
28 4/7p ordinary CFD Long 37723 2.428445 GBP
28 4/7p ordinary CFD Long 18000 2.434075 GBP
28 4/7p ordinary CFD Long 8756 2.463 GBP
28 4/7p ordinary CFD Long 65300 2.443424 GBP
28 4/7p ordinary CFD Long 138799 2.45393187 GBP
28 4/7p ordinary CFD Long 5139 2.455 GBP
28 4/7p ordinary CFD Long 72067 2.455921 GBP
28 4/7p ordinary CFD Long 47026 2.444455 GBP
28 4/7p ordinary CFD Long 2225 2.45393258 GBP
28 4/7p ordinary CFD Long 1640 2.443966 GBP
28 4/7p ordinary CFD Long 10247 2.45629101 GBP
28 4/7p ordinary CFD Long 25000 2.42588694 GBP
28 4/7p ordinary CFD Long 146 2.429 GBP
28 4/7p ordinary CFD Long 153 2.433 GBP
28 4/7p ordinary CFD Long 180 2.435 GBP
28 4/7p ordinary CFD Long 93 243.6 GBP
28 4/7p ordinary CFD Long 168 244.1 GBP
28 4/7p ordinary CFD Long 79 242.8445 GBP
28 4/7p ordinary CFD Short 24749 2.450183 GBP
28 4/7p ordinary CFD Short 15805 2.44361831 GBP
28 4/7p ordinary CFD Short 22800 2.444417 GBP
28 4/7p ordinary CFD Short 12272 2.44148289 GBP
28 4/7p ordinary CFD Short 5771 2.444947 GBP
28 4/7p ordinary CFD Short 1894 2.427 GBP
28 4/7p ordinary CFD Short 11263 2.45483619 GBP
28 4/7p ordinary CFD Short 134070 2.4330915 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 23 June 2016
Contact name: Tahmidul Haque
Telephone number: +44 (0)20 7568 1245
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock ExchangeRecent news on J Sainsbury
See all newsREG - Skipton Bldg.Soc. - Directorate change
AnnouncementREG - Sainsbury(J) PLC - EMTN Programme Publication of Base Prospectus
AnnouncementREG - Sainsbury(J) PLC - Transaction in Own Shares and Programme Completion
AnnouncementREG - Sainsbury(J) PLC - Block listing Interim Review
AnnouncementREG - Sainsbury(J) PLC - Transaction in Own Shares
Announcement