REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

27/06/2016 12:00

RNS Number : 3542C
UBS AG (EPT)
27 June 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
24 June 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
3363965
2.46500 GBP
2.15700 GBP
28 4/7p ordinary
Sell
12095327
2.46500 GBP
2.11500 GBP
Convertible Bond (19 Nov)
Buy
1400000
100.744 GBP
100.744
GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
46814
2.26496792 GBP
28 4/7p ordinary
CFD
Long
57052
2.296945 GBP
28 4/7p ordinary
CFD
Long
11610
2.280561 GBP
28 4/7p ordinary
CFD
Long
128548
2.278401 GBP
28 4/7p ordinary
CFD
Long
1273063
2.257976 GBP
28 4/7p ordinary
CFD
Long
328070
2.284228 GBP
28 4/7p ordinary
CFD
Long
156800
2.250195 GBP
28 4/7p ordinary
CFD
Long
3844
2.291293 GBP
28 4/7p ordinary
CFD
Long
51617
2.296944 GBP
28 4/7p ordinary
CFD
Long
5418
2.29211886 GBP
28 4/7p ordinary
CFD
Long
56698
2.2857714 GBP
28 4/7p ordinary
CFD
Long
59650
2.3218 GBP
28 4/7p ordinary
CFD
Long
208144
2.2109 GBP
28 4/7p ordinary
CFD
Long
507308
2.281211 GBP
28 4/7p ordinary
CFD
Long
1593
2.291287 GBP
28 4/7p ordinary
CFD
Long
7015
2.289279 GBP
28 4/7p ordinary
CFD
Long
60800
2.2
GBP
28 4/7p ordinary
CFD
Long
64200
2.253244 GBP
28 4/7p ordinary
CFD
Long
2601
2.268766 GBP
28 4/7p ordinary
CFD
Long
72763
2.268765 GBP
28 4/7p ordinary
CFD
Long
1903895
2.2443 GBP
28 4/7p ordinary
CFD
Long
1000000
2.2812 GBP
28 4/7p ordinary
CFD
Long
1000000
2.2332 GBP
28 4/7p ordinary
CFD
Long
1047
2.251057 GBP
28 4/7p ordinary
CFD
Long
15462
2.219668 GBP
28 4/7p ordinary
CFD
Long
4791
2.268764 GBP
28 4/7p ordinary
CFD
Long
36048
2.28891312 GBP
28 4/7p ordinary
CFD
Long
844446
2.284222 GBP
28 4/7p ordinary
CFD
Long
18028
2.289278 GBP
28 4/7p ordinary
CFD
Long
118230
2.26496692 GBP
28 4/7p ordinary
CFD
Long
9707
2.291292 GBP
28 4/7p ordinary
CFD
Long
13681
2.29212046 GBP
28 4/7p ordinary
CFD
Long
403147
2.250193 GBP
28 4/7p ordinary
CFD
Long
321000
2.20978801 GBP
28 4/7p ordinary
CFD
Long
612917
2.18417872 GBP
28 4/7p ordinary
CFD
Long
2500
2.276
GBP
28 4/7p ordinary
CFD
Long
640
2.3
GBP
28 4/7p ordinary
CFD
Long
200000
2.2194264 GBP
28 4/7p ordinary
CFD
Long
2000
2.3184 GBP
28 4/7p ordinary
CFD
Long
48782
2.280449 GBP
28 4/7p ordinary
CFD
Long
192634
2.3209 GBP
28 4/7p ordinary
CFD
Short
59712
2.272
GBP
28 4/7p ordinary
CFD
Short
7500
2.279909 GBP
28 4/7p ordinary
CFD
Short
20000
2.260923 GBP
28 4/7p ordinary
CFD
Short
14496
2.264123 GBP
28 4/7p ordinary
CFD
Short
6837
2.2555 GBP
28 4/7p ordinary
CFD
Short
85337
2.166003 GBP
28 4/7p ordinary
CFD
Short
86808
2.26796836 GBP
28 4/7p ordinary
CFD
Short
201436
2.28847676 GBP
28 4/7p ordinary
CFD
Short
10440
2.2847433 GBP
28 4/7p ordinary
CFD
Short
4500
2.24677778 GBP
28 4/7p ordinary
CFD
Short
914663
2.30252434 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
27 June 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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