REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

28/06/2016 11:50

RNS Number : 4992C
UBS AG (EPT)
28 June 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
27 June 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
3463451
2.23850 GBP
2.15250 GBP
28 4/7p ordinary
Sell
6565239
2.27987 GBP
2.15250 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
16050
2.18781 GBP
28 4/7p ordinary
CFD
Long
28482
2.171027 GBP
28 4/7p ordinary
CFD
Long
32100
2.194496 GBP
28 4/7p ordinary
CFD
Long
514987
2.172181 GBP
28 4/7p ordinary
CFD
Long
27206
2.175163 GBP
28 4/7p ordinary
CFD
Long
7000
2.21
GBP
28 4/7p ordinary
CFD
Long
10000
2.180597 GBP
28 4/7p ordinary
CFD
Long
21148
2.17459 GBP
28 4/7p ordinary
CFD
Long
453306
2.1849972 GBP
28 4/7p ordinary
CFD
Long
48150
2.17202575 GBP
28 4/7p ordinary
CFD
Long
1900
2.195579 GBP
28 4/7p ordinary
CFD
Long
800
2.193
GBP
28 4/7p ordinary
CFD
Long
8163
2.1882 GBP
28 4/7p ordinary
CFD
Long
2053575
2.172972 GBP
28 4/7p ordinary
CFD
Long
106
2.176509 GBP
28 4/7p ordinary
CFD
Long
422025
2.185093 GBP
28 4/7p ordinary
CFD
Long
310310
2.17801 GBP
28 4/7p ordinary
CFD
Long
164079
2.18512 GBP
28 4/7p ordinary
CFD
Long
3889
2.192701 GBP
28 4/7p ordinary
CFD
Long
306
2.176569 GBP
28 4/7p ordinary
CFD
Long
768
2.1575
GBP
28 4/7p ordinary
CFD
Long
13360
2.178
GBP
28 4/7p ordinary
CFD
Short
290
2.174
GBP
28 4/7p ordinary
CFD
Short
17400
2.18568 GBP
28 4/7p ordinary
CFD
Short
58246
2.17123168 GBP
28 4/7p ordinary
CFD
Short
800
2.229
GBP
28 4/7p ordinary
CFD
Short
19522
2.17946542 GBP
28 4/7p ordinary
CFD
Short
18277
2.195661 GBP
28 4/7p ordinary
CFD
Short
2100
2.199238 GBP
28 4/7p ordinary
CFD
Short
3500
2.202457 GBP
28 4/7p ordinary
CFD
Short
900
2.223
GBP
28 4/7p ordinary
CFD
Short
900
2.226
GBP
28 4/7p ordinary
CFD
Short
104800
2.184588 GBP
28 4/7p ordinary
CFD
Short
18473
2.209715 GBP
28 4/7p ordinary
CFD
Short
19755
2.178
GBP
28 4/7p ordinary
CFD
Short
46463
2.17392613 GBP
28 4/7p ordinary
CFD
Short
878949
219.81
GBP
28 4/7p ordinary
CFD
Short
209
216.6
GBP
28 4/7p ordinary
CFD
Short
604
217
GBP
28 4/7p ordinary
CFD
Short
330
217.05
GBP
28 4/7p ordinary
CFD
Short
369
217.25
GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
28 June 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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