REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

01/07/2016 11:10

RNS Number : 9859C
UBS AG (EPT)
01 July 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
 30 June 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
12554317
2.32929 GBP
2.2200 GBP
28 4/7p ordinary
Sell
7682731
2.32300 GBP
2.2200
GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
17003
2.284916 GBP
28 4/7p ordinary
CFD
Long
2375
2.273861 GBP
28 4/7p ordinary
CFD
Long
4337
2.26875951 GBP
28 4/7p ordinary
CFD
Long
112949
2.28614268 GBP
28 4/7p ordinary
CFD
Long
6773
2.26875831 GBP
28 4/7p ordinary
CFD
Long
104883
2.30123432 GBP
28 4/7p ordinary
CFD
Long
2480
2.280883 GBP
28 4/7p ordinary
CFD
Long
120941
2.273862 GBP
28 4/7p ordinary
CFD
Long
28544
2.323 GBP
28 4/7p ordinary
CFD
Long
10434
2.287264 GBP
28 4/7p ordinary
CFD
Long
5084
2.273863 GBP
28 4/7p ordinary
CFD
Long
10689
2.31388 GBP
28 4/7p ordinary
CFD
Long
642000
2.26 GBP
28 4/7p ordinary
CFD
Long
4000
2.284175 GBP
28 4/7p ordinary
CFD
Short
353674
2.281181 GBP
28 4/7p ordinary
CFD
Short
16513
2.31114637 GBP
28 4/7p ordinary
CFD
Short
7132
2.32369742 GBP
28 4/7p ordinary
CFD
Short
320251
2.31039291 GBP
28 4/7p ordinary
CFD
Short
2400
2.286502 GBP
28 4/7p ordinary
CFD
Short
190000
2.27305952 GBP
28 4/7p ordinary
CFD
Short
89622
2.2624524 GBP
28 4/7p ordinary
CFD
Short
2707
2.26195 GBP
28 4/7p ordinary
CFD
Short
1392
2.274453 GBP
28 4/7p ordinary
CFD
Short
561
2.261943 GBP
28 4/7p ordinary
CFD
Short
289
2.27445 GBP
28 4/7p ordinary
CFD
Short
851662
2.308713 GBP
28 4/7p ordinary
CFD
Short
814703
2.27813079 GBP
28 4/7p ordinary
CFD
Short
541376
2.293327 GBP
28 4/7p ordinary
CFD
Short
336619
2.32114999 GBP
28 4/7p ordinary
CFD
Short
467146
2.274613 GBP
28 4/7p ordinary
CFD
Short
113649
2.27194 GBP
28 4/7p ordinary
CFD
Short
3365
2.274455 GBP
28 4/7p ordinary
CFD
Short
29230
2.263435 GBP
28 4/7p ordinary
CFD
Short
8431
2.266231 GBP
28 4/7p ordinary
CFD
Short
42011
2.2715 GBP
28 4/7p ordinary
CFD
Short
130959
2.32114998 GBP
28 4/7p ordinary
CFD
Short
44213
2.271939 GBP
28 4/7p ordinary
CFD
Short
27095
2.274614 GBP
28 4/7p ordinary
CFD
Short
246985
2.2732 GBP
28 4/7p ordinary
CFD
Short
783471
2.2976 GBP
28 4/7p ordinary
CFD
Short
12109
2.3103931 GBP
28 4/7p ordinary
CFD
Short
27178
2.28561335 GBP
28 4/7p ordinary
CFD
Short
19500
2.28504 GBP
28 4/7p ordinary
CFD
Short
78159
2.259097 GBP
28 4/7p ordinary
CFD
Short
12000
2.270758 GBP
28 4/7p ordinary
CFD
Short
4861
2.266318 GBP
28 4/7p ordinary
CFD
Short
180000
2.25487089 GBP
28 4/7p ordinary
CFD
Short
6100
2.32929 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
01 July 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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