REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

04/07/2016 12:00

RNS Number : 1543D
UBS AG (EPT)
04 July 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
 01 July 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
6582791
2.37100 GBP
2.25831 GBP
28 4/7p ordinary
Sell
5654107
2.37100 GBP
2.25831 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
8000
2.360361 GBP
28 4/7p ordinary
CFD
Long
24015
2.3537 GBP
28 4/7p ordinary
CFD
Long
38200
2.353547 GBP
28 4/7p ordinary
CFD
Long
4050
2.365632 GBP
28 4/7p ordinary
CFD
Long
462434
2.334064 GBP
28 4/7p ordinary
CFD
Long
19066
2.334063 GBP
28 4/7p ordinary
CFD
Long
1961
2.349857 GBP
28 4/7p ordinary
CFD
Long
250000
2.366343 GBP
28 4/7p ordinary
CFD
Long
250000
2.36749 GBP
28 4/7p ordinary
CFD
Long
498039
2.356165 GBP
28 4/7p ordinary
CFD
Long
175926
2.271696 GBP
28 4/7p ordinary
CFD
Long
580
2.353052 GBP
28 4/7p ordinary
CFD
Long
60856
2.36061689 GBP
28 4/7p ordinary
CFD
Short
11198
2.353944 GBP
28 4/7p ordinary
CFD
Short
1832
2.332155 GBP
28 4/7p ordinary
CFD
Short
127367
2.3522116 GBP
28 4/7p ordinary
CFD
Short
24262
2.330659 GBP
28 4/7p ordinary
CFD
Short
42994
2.36455459 GBP
28 4/7p ordinary
CFD
Short
981090
2.3566 GBP
28 4/7p ordinary
CFD
Short
52193
2.3328 GBP
28 4/7p ordinary
CFD
Short
722250
2.3394371 GBP
28 4/7p ordinary
CFD
Short
3965
2.322529 GBP
28 4/7p ordinary
CFD
Short
260816
2.35176326 GBP
28 4/7p ordinary
CFD
Short
321000
2.338 GBP
28 4/7p ordinary
CFD
Short
214922
2.338928 GBP
28 4/7p ordinary
CFD
Short
42611
2.360137 GBP
28 4/7p ordinary
CFD
Short
5239
2.33807052 GBP
28 4/7p ordinary
CFD
Short
670844
2.35176226 GBP
28 4/7p ordinary
CFD
Short
13473
2.33807252 GBP
28 4/7p ordinary
CFD
Short
48993
2.361 GBP
28 4/7p ordinary
CFD
Short
2891
2.36540989 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
04 July 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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