REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

07/07/2016 11:45

RNS Number : 5649D
UBS AG (EPT)
07 July 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
 06 July 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
7982809
2.31073 GBP
2.13640 GBP
28 4/7p ordinary
Sell
8118398
2.31073 GBP
2.13003 GBP
Convertible Bond Nov 2019
Buy
2000000
99.2 GBP
99.2 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
116803
2.17331 GBP
28 4/7p ordinary
CFD
Long
26694
2.158219 GBP
28 4/7p ordinary
CFD
Long
5011
2.146 GBP
28 4/7p ordinary
CFD
Long
48269
2.159193 GBP
28 4/7p ordinary
CFD
Long
4067
2.16020863 GBP
28 4/7p ordinary
CFD
Long
447
2.1564877 GBP
28 4/7p ordinary
CFD
Long
17000
2.165049 GBP
28 4/7p ordinary
CFD
Short
6500
2.161048 GBP
28 4/7p ordinary
CFD
Short
78444
2.15282291 GBP
28 4/7p ordinary
CFD
Short
15482
2.15362292 GBP
28 4/7p ordinary
CFD
Short
35700
2.15362297 GBP
28 4/7p ordinary
CFD
Short
65800
2.162471 GBP
28 4/7p ordinary
CFD
Short
50458
2.1514 GBP
28 4/7p ordinary
CFD
Short
30195
2.1537228 GBP
28 4/7p ordinary
CFD
Short
1000
2.1364 GBP
28 4/7p ordinary
CFD
Short
4400
2.162937 GBP
28 4/7p ordinary
CFD
Short
59605
2.153265 GBP
28 4/7p ordinary
CFD
Short
204845
2.155941 GBP
28 4/7p ordinary
CFD
Short
11276
2.14928898 GBP
28 4/7p ordinary
CFD
Short
1000
2.146 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
07 July 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
  END
FEREAEXXELEKEFF