REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

11/07/2016 10:55

RNS Number : 8146D
UBS AG (EPT)
11 July 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
08 July 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group PLC
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
853333
2.25200 GBP
2.17200 GBP
28 4/7p ordinary
Sell
2284516
2.25150 GBP
2.16800 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
21131
2.2489409 GBP
28 4/7p ordinary
CFD
Long
1831
2.23810431 GBP
28 4/7p ordinary
CFD
Long
72608
2.23810437 GBP
28 4/7p ordinary
CFD
Long
42045
2.23810429 GBP
28 4/7p ordinary
CFD
Long
1697
2.2381043 GBP
28 4/7p ordinary
CFD
Long
37344
2.23810427 GBP
28 4/7p ordinary
CFD
Long
268562
2.23810442 GBP
28 4/7p ordinary
CFD
Long
918
2.249597 GBP
28 4/7p ordinary
CFD
Long
4014
2.221553 GBP
28 4/7p ordinary
CFD
Long
55259
2.2489411 GBP
28 4/7p ordinary
CFD
Long
18739
2.249595 GBP
28 4/7p ordinary
CFD
Long
60532
2.239 GBP
28 4/7p ordinary
CFD
Long
40433
2.21883412 GBP
28 4/7p ordinary
CFD
Long
134972
2.248941 GBP
28 4/7p ordinary
CFD
Long
192297
2.249596 GBP
28 4/7p ordinary
CFD
Long
920
2.2489388 GBP
28 4/7p ordinary
CFD
Long
853
2.2489383 GBP
28 4/7p ordinary
CFD
Long
43922
2.24312986 GBP
28 4/7p ordinary
CFD
Long
14350
2.243179 GBP
28 4/7p ordinary
CFD
Long
22000
2.230232 GBP
28 4/7p ordinary
CFD
Long
92880
2.241067 GBP
28 4/7p ordinary
CFD
Long
851
2.249589 GBP
28 4/7p ordinary
CFD
Short
19978
2.2107 GBP
28 4/7p ordinary
CFD
Short
24482
2.200292 GBP
28 4/7p ordinary
CFD
Short
32138
2.24373639 GBP
28 4/7p ordinary
CFD
Short
900
2.223498 GBP
28 4/7p ordinary
CFD
Short
19697
2.239 GBP
28 4/7p ordinary
CFD
Short
13700
2.222249 GBP
28 4/7p ordinary
CFD
Short
4000
2.18175 GBP
28 4/7p ordinary
CFD
Short
5415
2.194659 GBP
28 4/7p ordinary
CFD
Short
17297
2.22119825 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
11 July 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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