REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

02/08/2016 12:05

RNS Number : 0073G
UBS AG (EPT)
02 August 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 Connected to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
 01 August 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
330187
2.25600 GBP
2.22100 GBP
28 4/7p ordinary
Sell
862919
2.24950 GBP
2.21250 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
860
2.220756 GBP
28 4/7p ordinary
CFD
Long
15735
2.221836 GBP
28 4/7p ordinary
CFD
Long
5800
2.227018 GBP
28 4/7p ordinary
CFD
Long
693
2.22867244 GBP
28 4/7p ordinary
CFD
Long
14176
2.22803118 GBP
28 4/7p ordinary
CFD
Long
351044
2.223344 GBP
28 4/7p ordinary
CFD
Long
153705
2.22744302 GBP
28 4/7p ordinary
CFD
Long
202
2.235 GBP
28 4/7p ordinary
CFD
Long
6579
2.22866545 GBP
28 4/7p ordinary
CFD
Long
803
2.224379 GBP
28 4/7p ordinary
CFD
Long
33202
2.23176495 GBP
28 4/7p ordinary
CFD
Long
47212
2.23176523 GBP
28 4/7p ordinary
CFD
Long
9786
2.22803188 GBP
28 4/7p ordinary
CFD
Long
81807
2.22803134 GBP
28 4/7p ordinary
CFD
Long
9638
2.23466487 GBP
28 4/7p ordinary
CFD
Long
13708
2.23466443 GBP
28 4/7p ordinary
CFD
Long
6000
2.229549 GBP
28 4/7p ordinary
CFD
Short
4488
2.229 GBP
28 4/7p ordinary
CFD
Short
53060
2.220086 GBP
28 4/7p ordinary
CFD
Short
13357
2.224462 GBP
28 4/7p ordinary
CFD
Short
10000
2.211 GBP
28 4/7p ordinary
CFD
Short
53105
2.22058416 GBP
28 4/7p ordinary
CFD
Short
4703
2.227706 GBP
28 4/7p ordinary
CFD
Short
19412
2.23373845 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
02 August 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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