REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

31/08/2016 11:55

RNS Number : 5673I
UBS AG (EPT)
31 August 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
 30 August 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
1865842
2.44100 GBP
2.40400 GBP
28 4/7p ordinary
Sell
1995446
2.44100 GBP
2.40450 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
248433
2.420216 GBP
28 4/7p ordinary
CFD
Long
30732
2.42153683 GBP
28 4/7p ordinary
CFD
Long
1567
2.420217 GBP
28 4/7p ordinary
CFD
Long
19029
2.425581 GBP
28 4/7p ordinary
CFD
Long
15042
2.42687209 GBP
28 4/7p ordinary
CFD
Long
321866
2.42993547 GBP
28 4/7p ordinary
CFD
Long
3300
2.425598 GBP
28 4/7p ordinary
CFD
Long
3884
2.43082 GBP
28 4/7p ordinary
CFD
Long
2358
2.432326 GBP
28 4/7p ordinary
CFD
Long
700
2.431
GBP
28 4/7p ordinary
CFD
Long
114938
2.428532 GBP
28 4/7p ordinary
CFD
Long
6000
2.432833 GBP
28 4/7p ordinary
CFD
Long
1790
2.429927 GBP
28 4/7p ordinary
CFD
Long
11759
2.428
GBP
28 4/7p ordinary
CFD
Short
5197
2.425477 GBP
28 4/7p ordinary
CFD
Short
16525
2.43002923 GBP
28 4/7p ordinary
CFD
Short
1000
2.408
GBP
28 4/7p ordinary
CFD
Short
200000
2.43416845 GBP
28 4/7p ordinary
CFD
Short
4143
2.409545 GBP
28 4/7p ordinary
CFD
Short
200000
2.41923375 GBP
28 4/7p ordinary
CFD
Short
4900
2.424572 GBP
28 4/7p ordinary
CFD
Short
219500
2.430036 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
31 August 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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