REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

01/09/2016 12:05

RNS Number : 7148I
UBS AG (EPT)
01 September 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken:
 31 August 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
28 4/7p ordinary
Buy
8674789
2.42750 GBP
2.38400 GBP
28 4/7p ordinary
Sell
10106839
2.42750 GBP
2.39723 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
CFD
Long
122742
2.414626 GBP
28 4/7p ordinary
CFD
Long
446133
2.403GBP
28 4/7p ordinary
CFD
Long
2500
2.413623 GBP
28 4/7p ordinary
CFD
Long
7736
2.40227896 GBP
28 4/7p ordinary
CFD
Long
27167
2.41483785 GBP
28 4/7p ordinary
CFD
Long
66817
2.4114058 GBP
28 4/7p ordinary
CFD
Long
400000
2.4027597 GBP
28 4/7p ordinary
CFD
Long
179914
2.41199643 GBP
28 4/7p ordinary
CFD
Long
144971
2.400222 GBP
28 4/7p ordinary
CFD
Long
137399
2.415279 GBP
28 4/7p ordinary
CFD
Long
39802
2.417702 GBP
28 4/7p ordinary
CFD
Long
100525
2.417388 GBP
28 4/7p ordinary
CFD
Long
10500
2.417333 GBP
28 4/7p ordinary
CFD
Short
13385
2.392585 GBP
28 4/7p ordinary
CFD
Short
7451
2.403 GBP
28 4/7p ordinary
CFD
Short
2338
2.422GBP
28 4/7p ordinary
CFD
Short
4283
2.409739 GBP
28 4/7p ordinary
CFD
Short
1800
2.384GBP
28 4/7p ordinary
CFD
Short
12840
2.413761 GBP
28 4/7p ordinary
CFD
Short
1500
2.389067 GBP
28 4/7p ordinary
CFD
Short
53401
2.41083 GBP
28 4/7p ordinary
CFD
Short
12000
2.420992 GBP
28 4/7p ordinary
CFD
Short
4400
2.410849 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
01 September 2016
Contact name:
Tahmidul Haque
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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