REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) - Replacement <Origin Href="QuoteRef">SBRY.L</Origin>
02/06/2016 11:45
For best results when printing this announcement, please click on the link
below:
http://pdf.reuters.com/htmlnews/8knews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20160601:nRSA9002Za
RNS Number : 0409A
UBS AG (EPT)
02 June 2016
This announcement replaces the previous announcement 9002Z at 11:40am on the
31st May 2016. Amendments made to 2 (a) Purchases and Sales and (b)
Cash-settled derivative transactions. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected: Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken: 31 May 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" YESHome Retail Group
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
28 4/7p ordinary Buy 3320217 2.70300 GBP 2.66900 GBP
28 4/7p ordinary Sell 3496186 2.70000 GBP 2.67450 GBP
Perpetual Bond (19 Nov) Buy 400000 106.88 GBP 106.88 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
28 4/7p ordinary CFD Long 20063 2.682315 GBP
28 4/7p ordinary CFD Long 719 2.685 GBP
28 4/7p ordinary CFD Long 5095 2.687 GBP
28 4/7p ordinary CFD Long 47570 2.68684438 GBP
28 4/7p ordinary CFD Long 2076 2.685 GBP
28 4/7p ordinary CFD Long 10784 2.68399388 GBP
28 4/7p ordinary CFD Long 20500 2.68323754 GBP
28 4/7p ordinary CFD Long 10181 2.6839947 GBP
28 4/7p ordinary CFD Long 9470 2.680659 GBP
28 4/7p ordinary CFD Long 81113 2.6831948 GBP
28 4/7p ordinary CFD Long 18118 2.685073 GBP
28 4/7p ordinary CFD Long 2400 2.684673 GBP
28 4/7p ordinary CFD Long 9741 2.68499743 GBP
28 4/7p ordinary CFD Short 7700 2.685381 GBP
28 4/7p ordinary CFD Short 20069 2.685154 GBP
28 4/7p ordinary CFD Short 74453 2.685731 GBP
28 4/7p ordinary CFD Short 19682 2.680636 GBP
28 4/7p ordinary CFD Short 7000 2.6886 GBP
28 4/7p ordinary CFD Short 100000 2.67473359 GBP
28 4/7p ordinary CFD Short 2200 2.68715 GBP
28 4/7p ordinary CFD Short 1130 2.689327 GBP
28 4/7p ordinary CFD Short 24961 2.685627 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 02 June 2016
Contact name: Tahmidul Haque
Telephone number: +44 (0)20 7568 1245
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock ExchangeRecent news on J Sainsbury
See all newsREG - Skipton Bldg.Soc. - Directorate change
AnnouncementREG - Sainsbury(J) PLC - EMTN Programme Publication of Base Prospectus
AnnouncementREG - Sainsbury(J) PLC - Transaction in Own Shares and Programme Completion
AnnouncementREG - Sainsbury(J) PLC - Block listing Interim Review
AnnouncementREG - Sainsbury(J) PLC - Transaction in Own Shares
Announcement