REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) Replacement <Origin Href="QuoteRef">SBRY.L</Origin>
10/06/2016 11:45
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RNS Number : 8867A
UBS AG (EPT)
10 June 2016
This announcement replaces the previous announcement 7563A at 11:53am on the
9th June 2016. Amendments made to 2 (a) Purchases and Sales and (b)
Cash-settled derivative transactions. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected: Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken: 08 June 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" YESHome Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
28 4/7p ordinary Buy 4348908 2.55000 GBP 2.43800 GBP
28 4/7p ordinary Sell 4877566 2.55000 GBP 2.43800 GBP
Perpetual Bond Buy 2000000 95.25 GBP 95.25GBP
Perpetual Bond Sell 1000000 95.30 GBP 95.30GBP
Convertible Bond Sell 1000000 104.8 GBP 104.8GBP
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
28 4/7p ordinary CFD Long 30603 2.471459 GBP
28 4/7p ordinary CFD Long 38432 2.506GBP
28 4/7p ordinary CFD Long 240074 2.50850912 GBP
28 4/7p ordinary CFD Long 92214 2.49735051 GBP
28 4/7p ordinary CFD Long 61492 2.501747 GBP
28 4/7p ordinary CFD Long 8713 2.522099 GBP
28 4/7p ordinary CFD Long 21000 2.5066 GBP
28 4/7p ordinary CFD Long 128204 2.50845763 GBP
28 4/7p ordinary CFD Long 17600 2.498684 GBP
28 4/7p ordinary CFD Long 304547 2.500233 GBP
28 4/7p ordinary CFD Long 2510 2.487945 GBP
28 4/7p ordinary CFD Long 391167 2.51551883 GBP
28 4/7p ordinary CFD Long 370371 2.508584GBP
28 4/7p ordinary CFD Short 2766 2.509GBP
28 4/7p ordinary CFD Short 9218 2.50317 GBP
28 4/7p ordinary CFD Short 8893 2.49277297 GBP
28 4/7p ordinary CFD Short 239370 2.502GBP
28 4/7p ordinary CFD Short 252764 2.51267684 GBP
28 4/7p ordinary CFD Short 117498 2.51147671 GBP
28 4/7p ordinary CFD Short 66737 2.51147669 GBP
28 4/7p ordinary CFD Short 1880 2.49037 GBP
28 4/7p ordinary CFD Short 200000 2.523GBP
28 4/7p ordinary CFD Short 100000 2.55GBP
28 4/7p ordinary CFD Short 19430 2.464536 GBP
28 4/7p ordinary CFD Short 194491 2.50649295 GBP
28 4/7p ordinary CFD Short 3000 2.486333 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 10 June 2016
Contact name: Tahmidul Haque
Telephone number: +44 (0)20 7568 1245
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
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