REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) Replacement <Origin Href="QuoteRef">SBRY.L</Origin>
16/06/2016 11:20
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RNS Number : 4138B
UBS AG (EPT)
16 June 2016
This announcement replaces the previous announcement 2778B at 11:33am on the
15th June 2016. Amendments made to 2 (a) Purchases and Sales and (b)
Cash-settled derivative transactions. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected: Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken: 14 June 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" YESHome Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
28 4/7p ordinary Buy 4412945 2.38100 GBP 2.30800 GBP
28 4/7p ordinary Sell 5962293 2.38100 GBP 2.30800 GBP
Perpetual Bond Sell 2000000 93.15GBP 93.15GBP
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
28 4/7p ordinary CFD Long 93776 2.335441 GBP
28 4/7p ordinary CFD Long 7810 2.338857 GBP
28 4/7p ordinary CFD Long 23524 2.33310032 GBP
28 4/7p ordinary CFD Long 160500 2.348 GBP
28 4/7p ordinary CFD Long 500000 2.3152 GBP
28 4/7p ordinary CFD Long 882534 2.3293 GBP
28 4/7p ordinary CFD Long 14624 2.31750479 GBP
28 4/7p ordinary CFD Long 89662 2.336015 GBP
28 4/7p ordinary CFD Long 21887 2.3335994 GBP
28 4/7p ordinary CFD Long 12300 2.34287 GBP
28 4/7p ordinary CFD Long 8062 2.31980402 GBP
28 4/7p ordinary CFD Long 10124 2.3348 GBP
28 4/7p ordinary CFD Long 562936 2.35320811 GBP
28 4/7p ordinary CFD Long 26933 2.31 GBP
28 4/7p ordinary CFD Long 1000 2.369 GBP
28 4/7p ordinary CFD Long 4900 2.375347 GBP
28 4/7p ordinary CFD Long 21700 2.340111 GBP
28 4/7p ordinary CFD Long 152475 2.348000 GBP
28 4/7p ordinary CFD Short 15000 2.334147 GBP
28 4/7p ordinary CFD Short 9911 2.338782 GBP
28 4/7p ordinary CFD Short 1130 2.326823 GBP
28 4/7p ordinary CFD Short 255883 2.314483 GBP
28 4/7p ordinary CFD Short 13749 2.32495305 GBP
28 4/7p ordinary CFD Short 11361 2.312242 GBP
28 4/7p ordinary CFD Short 5659 2.32214879 GBP
28 4/7p ordinary CFD Short 126109 2.3221483 GBP
28 4/7p ordinary CFD Short 3381 2.369461 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 16 June 2016
Contact name: Tahmidul Haque
Telephone number: +44 (0)20 7568 1245
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
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