REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) Replacement <Origin Href="QuoteRef">SBRY.L</Origin>
01/07/2016 11:00
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RNS Number : 9830C
UBS AG (EPT)
01 July 2016
This announcement replaces the previous announcement 7999C at 11:00am on the
30th June 2016. Amendments made to 2 (a) Purchases and Sales
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected: Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken: 29 June 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" YESHome Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
28 4/7p ordinary Buy 2699996 2.31450 GBP 2.22000 GBP
28 4/7p ordinary Sell 3978967 2.31450 GBP 2.20241 GBP
Perpetual Bond Sell 1000000 91.25 GBP 91.25 GBP
Convertible Bond Sell 1500000 100.15 GBP 100.15 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
28 4/7p ordinary CFD Long 49220 2.27822 GBP
28 4/7p ordinary CFD Long 481500 2.202405 GBP
28 4/7p ordinary CFD Long 533016 2.278219 GBP
28 4/7p ordinary CFD Long 19337 2.28545224 GBP
28 4/7p ordinary CFD Long 30456 2.266782 GBP
28 4/7p ordinary CFD Long 16285 2.298 GBP
28 4/7p ordinary CFD Long 277778 2.28019183 GBP
28 4/7p ordinary CFD Long 642000 2.295 GBP
28 4/7p ordinary CFD Long 321143 2.282 GBP
28 4/7p ordinary CFD Long 25000 2.281369 GBP
28 4/7p ordinary CFD Long 4046 2.286081 GBP
28 4/7p ordinary CFD Long 111220 2.294949 GBP
28 4/7p ordinary CFD Long 1000 2.2632 GBP
28 4/7p ordinary CFD Long 1500 2.262267 GBP
28 4/7p ordinary CFD Long 3208 2.291079 GBP
28 4/7p ordinary CFD Short 88263 2.28752999 GBP
28 4/7p ordinary CFD Short 7706 2.29448741 GBP
28 4/7p ordinary CFD Short 111000 2.286885 GBP
28 4/7p ordinary CFD Short 760 2.292553 GBP
28 4/7p ordinary CFD Short 4112 2.289743 GBP
28 4/7p ordinary CFD Short 9847 2.29694272 GBP
28 4/7p ordinary CFD Short 9204 2.294646 GBP
28 4/7p ordinary CFD Short 158764 2.29448811 GBP
28 4/7p ordinary CFD Short 37131 2.27544128 GBP
28 4/7p ordinary CFD Short 19267 2.27544143 GBP
28 4/7p ordinary CFD Short 67983 2.29884486 GBP
28 4/7p ordinary CFD Short 28433 2.29884465 GBP
28 4/7p ordinary CFD Short 46165 2.29464421 GBP
28 4/7p ordinary CFD Short 3800 2.290897 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 1 July 2016
Contact name: Tahmidul Haque
Telephone number: +44 (0)20 7568 1245
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
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