REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) Replacement <Origin Href="QuoteRef">SBRY.L</Origin>
01/08/2016 11:20
For best results when printing this announcement, please click on the link
below:
http://pdf.reuters.com/htmlnews/8knews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20160729:nRSc6874Fa
RNS Number : 8333F
UBS AG (EPT)
01 August 2016
This announcement replaces the previous announcement 6874F at 11:37 am on the
29th July 2016. Amendments made to 2 (a) Purchases and Sales.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected: Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc
(d) Date dealing undertaken: 28 July 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
28 4/7p ordinary Buy 506319 2.27911 GBP 2.23500 GBP
28 4/7p ordinary Sell 400192 2.95555 USD 2.23600 GBP
Convertible Bond Nov 19 Sell 500000 100.5 GBP 100.5GBP
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
28 4/7p ordinary CFD Long 2910 2.23823024 GBP
28 4/7p ordinary CFD Long 2064 2.23822674 GBP
28 4/7p ordinary CFD Long 51112 2.25255294 GBP
28 4/7p ordinary CFD Long 12811 2.247838 GBP
28 4/7p ordinary CFD Long 13800 2.248436 GBP
28 4/7p ordinary CFD Long 120 2.236 GBP
28 4/7p ordinary CFD Long 12000 2.246779 GBP
28 4/7p ordinary CFD Long 9188 2.95554698 USD
28 4/7p ordinary CFD Long 164026 2.267 GBP
28 4/7p ordinary CFD Short 46421 2.23883587 GBP
28 4/7p ordinary CFD Short 300 2.248373 GBP
28 4/7p ordinary CFD Short 1556 2.23754483 GBP
28 4/7p ordinary CFD Short 25455 2.236756 GBP
28 4/7p ordinary CFD Short 26691 2.24777416 GBP
28 4/7p ordinary CFD Short 17365 2.236 GBP
28 4/7p ordinary CFD Short 5403 2.2472791 GBP
28 4/7p ordinary CFD Short 641 2.23934477 GBP
28 4/7p ordinary CFD Short 19630 2.24633551 GBP
28 4/7p ordinary CFD Short 11566 2.255652 GBP
28 4/7p ordinary CFD Short 1050 2.252259 GBP
28 4/7p ordinary CFD Short 48890 2.246588 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 1 August 2016
Contact name: Tahmidul Haque
Telephone number: +44 (0)20 7568 1245
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock ExchangeRecent news on J Sainsbury
See all newsREG - Skipton Bldg.Soc. - Directorate change
AnnouncementREG - Sainsbury(J) PLC - EMTN Programme Publication of Base Prospectus
AnnouncementREG - Sainsbury(J) PLC - Transaction in Own Shares and Programme Completion
AnnouncementREG - Sainsbury(J) PLC - Block listing Interim Review
AnnouncementREG - Sainsbury(J) PLC - Transaction in Own Shares
Announcement