REG - UBS AG (EPT) Sainsbury(J) PLC - Form 8.5 (EPT/RI) Replacement <Origin Href="QuoteRef">SBRY.L</Origin>
25/08/2016 09:50
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RNS Number : 1347I
UBS AG (EPT)
25 August 2016
This announcement replaces the previous announcement 0402I at 11:55 am on the
24th August 2016. Amendments made to 3 (a) Purchases and Sales.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree J Sainsbury Plc
(c) Name of the party to the offer with which exempt principal trader is connected: J Sainsbury Plc
(d) Date dealing undertaken: 23 August 2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" YES Home Retail Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
28 4/7p ordinary Buy 1486971 2.46150 GBP 2.44200 GBP
28 4/7p ordinary Sell 1130721 2.46400 GBP 2.43700 GBP
Convertible Bond due Nov 2017 Sell 500000 103.75GBP 103.75GBP
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
28 4/7p ordinary CFD Long 7779 2.44879183 GBP
28 4/7p ordinary CFD Long 8521 2.45248 GBP
28 4/7p ordinary CFD Long 96224 2.4509323 GBP
28 4/7p ordinary CFD Long 2426 2.45116653 GBP
28 4/7p ordinary CFD Long 30177 2.4536 GBP
28 4/7p ordinary CFD Long 20215 2.449 GBP
28 4/7p ordinary CFD Long 33423 2.45116447 GBP
28 4/7p ordinary CFD Long 75442 2.454521 GBP
28 4/7p ordinary CFD Long 19400 2.451408 GBP
28 4/7p ordinary CFD Long 11097 2.4519801 GBP
28 4/7p ordinary CFD Long 4174 2.458 GBP
28 4/7p ordinary CFD Long 6000 2.452967 GBP
28 4/7p ordinary CFD Long 4278 2.4511641 GBP
28 4/7p ordinary CFD Short 48094 2.453 GBP
28 4/7p ordinary CFD Short 8162 2.449 GBP
28 4/7p ordinary CFD Short 3509 2.44803672 GBP
28 4/7p ordinary CFD Short 631 2.459079 GBP
28 4/7p ordinary CFD Short 231892 2.4556 GBP
28 4/7p ordinary CFD Short 19594 2.453781 GBP
28 4/7p ordinary CFD Short 45270 2.45164187 GBP
28 4/7p ordinary CFD Short 54136 2.442 GBP
28 4/7p ordinary CFD Short 1623 2.459074 GBP
28 4/7p ordinary CFD Short 235537 2.4516 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 25 August 2016
Contact name: Tahmidul Haque
Telephone number: +44 (0)20 7568 1245
Telephone number:
+44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
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