REG - Sumo Group PLC JPMorgan Chase & Co - TR-1

JPMorgan Chase & CoAnnouncement

10/01/2022 15:20

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RNS Number : 9720X  Sumo Group PLC  10 January 2022

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BD3HV384

Issuer Name

SUMO GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

 Name                        City of registered office  Country of registered office
 J.P. Morgan Securities Plc

5. Date on which the threshold was crossed or reached

06-Jan-2022

6. Date on which Issuer notified

10-Jan-2022

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  3.293353                                              4.207673                                                                   7.501026                        12861520
 Position of previous notification (if applicable)                          2.870775                                              4.403595                                                                   7.274370

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB00BD3HV384                                                                          5646894                                                                          3.293353
 Sub Total 8.A                                5646894                                                                               3.293353%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted

 Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights
 Cash-settled Equity Swap      20/01/2022       20/01/2022                  Cash                         859000                   0.500982
 Cash-settled Equity Swap      02/03/2022       02/03/2022                  Cash                         995000                   0.580299
 Cash-settled Equity Swap      03/05/2022       03/05/2022                  Cash                         2792890                  1.628857
 Cash-settled Equity Swap      22/06/2022       22/06/2022                  Cash                         508400                   0.296506
 Cash-settled Equity Swap      28/06/2022       28/06/2022                  Cash                         1658669                  0.967361
 Cash-settled Equity Swap      02/08/2022       02/08/2022                  Cash                         214766                   0.125253
 Cash-settled Equity Swap      17/08/2022       17/08/2022                  Cash                         12000                    0.006996
 Cash-settled Equity Swap      02/11/2022       02/11/2022                  Cash                         15367                    0.008961
 Cash-settled Equity Swap      02/12/2022       02/12/2022                  Cash                         158534                   0.092458
 Sub Total 8.B2                                                                                          7214626                  4.207673%

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person  Name of controlled undertaking  % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                          than the notifiable threshold
 JPMorgan Chase & Co.         J.P. Morgan Securities plc      3.293353                                                                    4.207673                                                                    7.501026%

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

12. Date of Completion

10-Jan-2022

13. Place Of Completion

London

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