REG - Ultra Electronics JPMorgan Chase & Co - Holding(s) in Company

JPMorgan Chase & CoAnnouncement

05/01/2022 14:30

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RNS Number : 5474X  Ultra Electronics Holdings PLC  05 January 2022

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0009123323

Issuer Name

ULTRA ELECTRONICS HOLDINGS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

 Name                        City of registered office  Country of registered office
 J.P. Morgan Securities Plc

5. Date on which the threshold was crossed or reached

22-Dec-2021

6. Date on which Issuer notified

24-Dec-2021

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  0.595842                                              9.842707                                                                   10.438549                       7451532
 Position of previous notification (if applicable)                          1.662235                                              8.497181                                                                   10.159416

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB0009123323                                                                          425340                                                                           0.595842
 Sub Total 8.A                                425340                                                                                0.595842%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted

 Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights
 Cash-settled Equity Swap      20/01/2022       20/01/2022                  Cash                         620000                   0.868533
 Cash-settled Equity Swap      24/01/2022       24/01/2022                  Cash                         615000                   0.861529
 Cash-settled Equity Swap      26/01/2022       26/01/2022                  Cash                         350000                   0.490301
 Cash-settled Equity Swap      02/03/2022       02/03/2022                  Cash                         367000                   0.514115
 Cash-settled Equity Swap      28/03/2022       28/03/2022                  Cash                         1586038                  2.221816
 Cash-settled Equity Swap      05/04/2022       05/04/2022                  Cash                         1000000                  1.400859
 Cash-settled Equity Swap      05/05/2022       05/05/2022                  Cash                         24694                    0.034593
 Cash-settled Equity Swap      23/06/2022       23/06/2022                  Cash                         404240                   0.566283
 Cash-settled Equity Swap      28/06/2022       28/06/2022                  Cash                         1250278                  1.751464
 Cash-settled Equity Swap      29/06/2022       29/06/2022                  Cash                         572088                   0.801415
 Cash-settled Equity Swap      29/07/2022       29/07/2022                  Cash                         10                       0.000014
 Cash-settled Equity Swap      02/09/2022       02/09/2022                  Cash                         31304                    0.043853
 Cash-settled Equity Swap      06/09/2022       06/09/2022                  Cash                         189979                   0.266134
 Cash-settled Equity Swap      21/09/2022       21/09/2022                  Cash                         13240                    0.018547
 Cash-settled Equity Swap      15/11/2022       15/11/2022                  Cash                         1911                     0.002677
 Cash-settled Equity Swap      29/12/2022       29/12/2022                  Cash                         187                      0.000262
 Cash-settled Equity Swap      04/01/2023       04/01/2023                  Cash                         223                      0.000312
 Sub Total 8.B2                                                                                          7026192                  9.842707%

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person  Name of controlled undertaking  % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                          than the notifiable threshold
 JPMorgan Chase & Co.         J.P. Morgan Securities Plc                                                                                  9.842707                                                                    10.437624%
 JPMorgan Chase & Co.         J.P. Morgan Securities LLC

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.

JPMorgan Chase Holdings LLC (100%)

J.P. Morgan Broker-Dealer Holdings Inc. (100%)

J.P. Morgan Securities LLC (100%)

12. Date of Completion

24-Dec-2021

13. Place Of Completion

London

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