REG - Intu Properties PLC JPMorgan Chase & Co - Holding(s) in Company
12/11/2019 11:00
For best results when printing this announcement, please click on link below:
http://pdf.reuters.com/htmlnews/htmlnews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20191108:nRSH1186Ta
RNS Number : 1186T
Intu Properties PLC
12 November 2019
LEI: 213800JSNTERD5CJZO95
The intu properties plc 'Holding(s) in Company' announcement released on 8
November 2019 at 13:30, under RNS No 8410S, has been amended.
The full amended text is shown below.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)(I)
1a. Identity of the issuer or the underlying issuer of existing shares to Intu Properties Plc
which voting rights are attached(ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)(iii):
3. Details of person subject to the notification obligation(iv)
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)(v)
Name J.P. Morgan Securities plc
J.P. Morgan Securities LLC
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or reached(vi): 06 November 2019
6. Date on which issuer notified (DD/MM/YYYY): 08 November 2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights of issuer(vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 1.10% 4.05% 5.15% 1,355,040,243
Position of previous notification (if Below Minimum Threshold Below Minimum Threshold Below Minimum Threshold
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct I
n
(Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1) (Art 9 of Directive 2004/109/EC) (DTR5.1) d
i
r
e
c
t
(
A
r
t
1
0
o
f
D
i
r
e
c
t
i
v
e
2
0
0
4
/
1
0
9
/
E
C
)
(
D
T
R
5
.
2
.
1
)
GB0006834344 14,807,909 1.10%
SUBTOTAL 8. A 14,807,909 1.10%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date(x)
Conversion Period(xi)
exercised/converted.
Right to Recall N/A N/A 5,089,824 0.38%
Convertible Bond 01/11/2022 01/11/2022 9,518,478 0.70%
Convertible Bond Right to Recall 01/11/2022 01/11/2022 1,546,417 0.11%
SUBTOTAL 8. B 1 16,154,719 1.19%
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date(x)
Conversion Period (xi)
settlement(xii)
Cash Settled Call or Put Option* 08/11/2019 Put: 255p Call:382.5p Cash 1,058,320 0.078%
Cash Settled Call or Put Option* 15/11/2019 Put: 255p Call:382.5p Cash 1,058,320 0.078%
Cash Settled Call or Put Option* 22/11/2019 Put: 255p Call:382.5p Cash 1,058,320 0.078%
Cash Settled Call or Put Option* 29/11/2019 Put: 255p Call:382.5p Cash 1,058,320 0.078%
Cash Settled Call or Put Option* 06/12/2019 Put: 255p Call:382.5p Cash 1,058,320 0.078%
Cash Settled Call or Put Option* 13/12/2019 Put: 255p Call:382.5p Cash 1,058,320 0.078%
Cash Settled Call or Put Option* 20/12/2019 Put: 255p Call:382.5p Cash 1,058,320 0.078%
Cash-settled Equity Swap 27/11/2019 27/11/2019 Cash 1,849,300 0.14%
Cash-settled Equity Swap 03/12/2019 03/12/2019 Cash 96,801 0.01%
Cash-settled Equity Swap 04/12/2019 04/12/2019 Cash 2,000,000 0.15%
Cash-settled Equity Swap 03/01/2020 03/01/2020 Cash 81,647 0.01%
Cash-settled Equity Swap 07/01/2020 07/01/2020 Cash 846,955 0.06%
Cash-settled Equity Swap 04/02/2020 04/02/2020 Cash 37,089 0.00%
Cash-settled Equity Swap 28/02/2020 28/02/2020 Cash 1,000,000 0.07%
Cash-settled Equity Swap 03/03/2020 03/03/2020 Cash 10,194 0.00%
Cash-settled Equity Swap 02/04/2020 02/04/2020 Cash 6,209 0.00%
Cash-settled Equity Swap 30/04/2020 30/04/2020 Cash 749,772 0.06%
Cash-settled Equity Swap 05/05/2020 05/05/2020 Cash 95,820 0.01%
Cash-settled Equity Swap 02/06/2020 02/06/2020 Cash 81,091 0.01%
Cash-settled Equity Swap 18/06/2020 18/06/2020 Cash 1,120,858 0.08%
Cash-settled Equity Swap 30/06/2020 30/06/2020 Cash 590,884 0.04%
Cash-settled Equity Swap 01/07/2020 01/07/2020 Cash 8,070 0.00%
Cash-settled Equity Swap 02/07/2020 02/07/2020 Cash 29,520 0.00%
Cash-settled Equity Swap 04/08/2020 04/08/2020 Cash 9,435 0.00%
Cash-settled Equity Swap 02/09/2020 02/09/2020 Cash 25,190 0.00%
Cash-settled Equity Swap 18/09/2020 18/09/2020 Cash 7,338 0.00%
Cash-settled Equity Swap 02/10/2020 02/10/2020 Cash 311,519 0.02%
Cash-settled Equity Swap 15/10/2020 15/10/2020 Cash 16,828,330 1.24%
Cash-settled Equity Swap 20/10/2020 20/10/2020 Cash 348,684 0.03%
Cash-settled Equity Swap 31/10/2020 31/10/2020 Cash 25,724 0.00%
Cash-settled Equity Swap 02/11/2020 02/11/2020 Cash 1,227,718 0.09%
Cash-settled Equity Swap 03/11/2020 03/11/2020 Cash 230,018 0.02%
Cash-settled Equity Swap 19/11/2020 19/11/2020 Cash 23,516 0.00%
Cash-settled Equity Swap 26/11/2020 26/11/2020 Cash 7,546 0.00%
Cash-settled Equity Swap 10/12/2020 10/12/2020 Cash 2,875 0.00%
Cash-settled Equity Swap 17/12/2020 17/12/2020 Cash 50,000 0.00%
Cash-settled Equity Swap 29/01/2021 29/01/2021 Cash 266,265 0.02%
Cash-settled Equity Swap 27/05/2022 27/05/2022 Cash 2,687,847 0.20%
Cash-settled Equity Swap 08/02/2023 08/02/2023 Cash 420,425 0.03%
Cash-settled Equity Swap 07/10/2024 07/10/2024 Cash 295,527 0.02%
SUBTOTAL 8.B.2 38,780,406 2.86%
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional rows as
necessary)
Name(xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
J.P. Morgan International Finance Limited
J.P. Morgan Capital Holdings Limited
J.P. Morgan Securities plc 3.92% 4.89%
JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC
J.P. Morgan Broker-Dealer Holdings Inc.
J.P. Morgan Securities LLC
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional information(xvi)
Table 8) Includes stock borrows of 65,042,622 (4.80%)
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
Place of completion London, United Kingdom
Date of completion 08 November 2019
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
Recent news on JPMorgan Chase & Co
See all newsREG - iShares II JP.Morgan - Net Asset Value(s)
AnnouncementREG - iShares II JP Morgan - Net Asset Value(s)
AnnouncementREG - J.P. Morgan SE - Stabilisation Notice
AnnouncementREG - J.P. Morgan Sec PLC - Stabilisation Notice
AnnouncementREG - J.P. Morgan Sec PLC - Stabilisation Notice
Announcement