REG-Jackson Square Partners LLC: Form 8.3 - Liberty Global Plc <Origin Href="QuoteRef">LBTYA.O</Origin>
29/03/2016 13:05
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Jackson Square Partners,
LLC, acting as investment
adviser to various client
accounts holding interests
subject to this notice.
(b) Owner or controller of interests and
short positions disclosed, if different
from 1(a):
The naming of nominee or vehicle
companies is
insufficient. For a trust, the trustee
(s), settlor and beneficiaries must be
named.
(c) Name of offeror/offeree in relation Liberty Global Plc
to whose relevant securities this form
relates:
Use a separate form for each offeror
/offeree
(d) If an exempt fund manager connected
with an offeror/offeree, state this and
specify identity of offeror/offeree:
(e) Date position held/dealing March 28, 2016
undertaken:
For an opening position disclosure,
state the latest practicable date prior
to the disclosure
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any other
party to the offer?
If it is a cash offer or
possible cash offer, state "N/A"
1. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
a. Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant Class A Ordinary
security:
Interests Short positions
Number % Number %
(1) Relevant securities 2,951,577 1.17%
owned and/or controlled:
(2) Cash-settled
derivatives:
(3) Stock-settled
derivatives (including
options) and agreements to
purchase/sell:
2,951,577 1.17
TOTAL:
Class of relevant Class C Ordinary
security:
Interests Short positions
Number % Number %
(1) Relevant securities 8,406,270 1.45%
owned and/or controlled:
(2) Cash-settled
derivatives:
(3) Stock-settled
derivatives (including
options) and agreements to
purchase/sell:
8,406,270 1.45
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
a. Rights to subscribe for new securities (including directors' and other
employee options)
Class of relevant security in
relation to which subscription
right exists:
Details, including nature of the
rights concerned and relevant
percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
a. Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities
security
Class A Sale 9,001 $36.9567
Class C Sale 22,288 $36.0741
a. Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/ reference unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a
long/short position
a. Stock-settled derivative transactions (including options)
i. Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price e.g. date money
security e.g. call selling, to which per unit American, paid/
option varying option European received
etc. relates etc. per unit
i. Exercise
Class of Product Exercising/ Number of Exercise
relevant description exercised securities price per
security e.g. call against unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if
security conversion applicable)
4. OTHER INFORMATION
a. Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding, formal or informal, relating to relevant
securities which may be an inducement to deal or refrain from
dealing entered into by the person making the disclosure and any
party to the offer or any person acting in concert with a party to
the offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
NONE
a. Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or
understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: March 29, 2016
Contact name: Thomas Reinholm
Telephone number: +1 415 635 0228
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
END
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