REG-Point72 Asset Management, L.P. Form 8.3 - Liberty Global PLC <Origin Href="QuoteRef">LBTYA.O</Origin>

Liberty GlobalAnnouncement

05/01/2016 12:44

      Form 8.3 - Liberty Global PLC    
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the Code)
1.KEY INFORMATION
(a) Full name of discloser:
                  
          Point72 Asset Management, L.P.        
(b) Owner or controller of interests and short positions           disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For             a trust, the trustee(s), settlor and beneficiaries must be named.
                  
(c) Name of offeror/offeree in relation to whose relevant           securities this form relates:
Use a separate form for each offeror/offeree
          Liberty Global Plc        
(d) If an exempt fund manager connected with an offeror/offeree,           state this and specify identity of offeror/offeree:
          N/A        
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest             practicable date prior to the disclosure
          23 October 2015        
(f) In addition to the company in 1(c) above, is the discloser           making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state N/A
          No        
2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more       than one class of relevant securities of the offeror or offeree named in       1(c), copy table 2(a) or (b) (as appropriate) for each additional class       of relevant security.
(a)Interests and short positions in the relevant securities       of the offeror or offeree to which the disclosure relates following the       dealing (if any)
Class of relevant security:
                  
          USD 0.01 Class A ordinary - LBTYA        
                      
Interests
                  
Short positions
Number
                  
%
Number
                  
%
(1) Relevant securities owned and/or controlled:
          40,699        
          0.016        
          704,751        
          0.279        
(2) Cash-settled derivatives:
          63,670        
          0.025        
          13,909        
          0.006        
(3) Stock-settled derivatives (including options) and agreements           to purchase/sell:
          272,600        
          0.108        
          0        
          0        
TOTAL:
          376,969        
          0.149        
          718,660        
          0.284        
Class of relevant security:
                  
          USD 0.01 Class C ordinary - LBTYK        
                      
Interests
                  
Short positions
Number
                  
%
Number
                  
%
(1) Relevant securities owned and/or controlled:
          50,468        
          0.008        
          268        
          0.000        
(2) Cash-settled derivatives:
          42,169        
          0.007        
          73,212        
          0.012        
(3) Stock-settled derivatives (including options) and agreements           to purchase/sell:
          0        
          0        
          0        
          0        
TOTAL:
          92,637        
          0.015        
          73,480        
          0.012        
Class of relevant security:
                  
          USD 0.01 LiLAC Class A ordinary - LILA        
                      
Interests
                  
Short positions
Number
                  
%
Number
                  
%
(1) Relevant securities owned and/or controlled:
          140,041        
          1.109        
          100        
          0.001        
(2) Cash-settled derivatives:
          792        
          0.003        
          1,448        
          0.011        
(3) Stock-settled derivatives (including options) and agreements           to purchase/sell:
          0        
          0        
          0        
          0        
TOTAL:
          140,833        
          1.115        
          1,548        
          0.012        
Class of relevant security:
                  
          USD 0.01 LiLAC Class C ordinary - LILAK        
                      
Interests
                  
Short positions
Number
                  
%
Number
                  
%
(1) Relevant securities owned and/or controlled:
          87,457        
          0.284        
          815        
          0.003        
(2) Cash-settled derivatives:
          2,846        
          0.009        
          1,798        
          0.006        
(3) Stock-settled derivatives (including options) and agreements           to purchase/sell:
          0        
          0        
          0        
          0        
TOTAL:
          90,303        
          0.293        
          2,611        
          0.008        
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including       traded options), or agreements to purchase or sell relevant securities,       should be given on a Supplemental Form8 (Open Positions).
(b)Rights to subscribe for new securities (including       directors and other employee options)
Class of relevant security in relation to which subscription           right exists:
                  
          N/A        
Details, including nature of the rights concerned and relevant           percentages:
          N/A        
3.DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant       securities of the offeror or offeree named in 1(c), copy table 3(a),       (b), (c) or (d) (as appropriate) for each additional class of relevant       security dealt in.
The currency of all prices and other monetary amounts should be       stated.
(a)Purchases and sales
Class of relevant security
                  
Purchase/sale
                  
Number of securities
                  
Price per unit
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -300.        
          41.010        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -200.        
          41.015        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -600.        
          41.019        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -500.        
          41.020        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -200.        
          41.060        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -3,405.        
          41.072        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -900.        
          41.076        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -3,640.        
          41.119        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -1,700.        
          41.121        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -700.        
          41.143        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -363.        
          41.173        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -2,900.        
          41.247        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -700.        
          41.268        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -200.        
          41.310        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -78.        
          41.366        
          USD 0.01 LiLAC Class A ordinary - LILA        
          Sell        
          -22.        
          41.520        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Buy        
          800.        
          38.120        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Buy        
          572.        
          40.580        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Buy        
          2,028.        
          40.675        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -1,000.        
          40.000        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -10,000.        
          40.000        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -1,900.        
          40.023        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -2,100.        
          40.088        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -2,100.        
          40.099        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -8,997.        
          40.225        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -3,300.        
          40.229        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -3,500.        
          40.233        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -4,400.        
          40.333        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -1,496.        
          40.345        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -3,900.        
          40.458        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -1,400.        
          40.493        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -429.        
          40.497        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -7,600.        
          40.681        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -400.        
          40.823        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -1,100.        
          41.027        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          Sell        
          -400.        
          41.560        
          USD 0.01 Class A ordinary - LBTYA        
          Buy        
          13,590        
          44.065        
          USD 0.01 Class A ordinary - LBTYA        
          Sell        
          -54,787        
          43.996        
          USD 0.01 Class C ordinary - LBTYK        
          Buy        
          7,300        
          42.196        
          USD 0.01 Class C ordinary - LBTYK        
          Sell        
          -12,888        
          42.429        
(b)Cash-settled derivative transactions
Class of relevant security
                  
Product description
e.g. CFD
                  
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing             a long/short position
                  
Number of reference securities
                  
Price per unit
          USD 0.01 LiLAC Class A ordinary - LILA        
          SWAP        
          Buy        
          400        
          38.583        
          USD 0.01 LiLAC Class A ordinary - LILA        
          SWAP        
          Sell        
          -100.        
          38.800        
          USD 0.01 LiLAC Class A ordinary - LILA        
          SWAP        
          Sell        
          -400.        
          40.935        
          USD 0.01 LiLAC Class C ordinary - LILAK        
          SWAP        
          Buy        
          200        
          41.690        
          USD 0.01 Class A ordinary - LBTYA        
          SWAP        
          Buy        
          6,604        
          44.057        
          USD 0.01 Class A ordinary - LBTYA        
          SWAP        
          Sell        
          -2,000        
          44.111        
          USD 0.01 Class C ordinary - LBTYK        
          SWAP        
          Buy        
          7,981        
          42.440        
(c)Stock-settled derivative transactions (including options)
(i)Writing, selling, purchasing or varying
Class of relevant security
                  
Product description e.g. call option
                  
Writing, purchasing, selling, varying etc.
                  
Number of securities to which option relates
                  
Exercise price per unit
                  
Type
e.g. American, European etc.
                  
Expiry date
                  
Option money paid/ received per unit
          N/A        
          N/A        
          N/A        
          N/A        
          N/A        
          N/A        
          N/A        
          N/A        
(ii)Exercise
Class of relevant security
                  
Product description
e.g. call option
                  
Exercising/ exercised against
                  
Number of securities
                  
Exercise price per unit
          N/A        
          N/A        
          N/A        
          N/A        
          N/A        
(d)Other dealings (including subscribing for new securities)
Class of relevant security
                  
Nature of dealing
e.g. subscription, conversion
                  
Details
                  
Price per unit (if applicable)
          N/A        
          N/A        
          N/A        
          N/A        
4.OTHER INFORMATION
(a)Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement           or understanding, formal or informal, relating to relevant           securities which may be an inducement to deal or refrain from           dealing entered into by the person making the disclosure and any           party to the offer or any person acting in concert with a party to           the offer:
Irrevocable commitments and letters of intent should not be             included. If there are no such agreements, arrangements or             understandings, state none
          None        
(b)Agreements, arrangements or understandings relating to       options or derivatives
Details of any agreement, arrangement or understanding, formal or           informal, between the person making the disclosure and any other           person relating to:
(i) the voting rights of any relevant securities under any             option; or 
(ii) the voting rights or future acquisition or disposal of any             relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or             understandings, state none
          None        
(c)Attachments
Is a Supplemental Form 8 (Open Positions) attached?
                  
          No        
Date of disclosure:
                  
          26 October 2015        
Contact name:
          Brian Ropicki        
Telephone number:
          +1 203 890 3645        
Public disclosures under Rule 8 of the Code must be made to a       Regulatory Information Service and must also be emailed to the Takeover       Panel at monitoring@disclosure.org.uk.The Panels Market Surveillance Unit is available for consultation in       relation to the Codes disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151026006003/en/
      Point72 Asset Management, L.P.